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LogoDaily Update from Securities Docket

Archive

SEC Amends Whistleblower Rules to Aid Tipsters

Aug 29, 2022

•

7 min read

SEC Amends Whistleblower Rules to Aid Tipsters

Plus Silicon Valley law firms cashing in on Twitter litigation.

Bruce Carton
Bruce Carton
ESG Fight: Texas Bans Companies, Funds that "Boycott Energy Companies"

Aug 26, 2022

•

6 min read

ESG Fight: Texas Bans Companies, Funds that "Boycott Energy Companies"

Plus China agrees to allow PCAOB inspections of audit firms.

Bruce Carton
Bruce Carton
The SEC "Whistleblower Industrial Complex"

Aug 25, 2022

•

6 min read

The SEC "Whistleblower Industrial Complex"

Plus why Florida needs to "Meet the BAD."

Bruce Carton
Bruce Carton
NFT Insider Trading Defendant Says, by Definition, Charges Must Be Dropped

Aug 24, 2022

•

8 min read

NFT Insider Trading Defendant Says, by Definition, Charges Must Be Dropped

Plus now you can buy Dogecoin at the grocery store.

Bruce Carton
Bruce Carton
Should the SEC and CFTC Form a New SRO to Regulate Crypto?

Aug 23, 2022

•

7 min read

Should the SEC and CFTC Form a New SRO to Regulate Crypto?

Plus more on Blue Horseshoe.

Bruce Carton
Bruce Carton
"OFAC Around and Find Out"

Aug 22, 2022

•

8 min read

"OFAC Around and Find Out"

Plus crypto security firms are now raking in the money.

Bruce Carton
Bruce Carton
Lawyers Studying the SEC's Dragonchain Complaint Like "Scripture"

Aug 19, 2022

•

7 min read

Lawyers Studying the SEC's Dragonchain Complaint Like "Scripture"

Plus the proposed SEC rule that may cause massive liquidation of SPACs.

Bruce Carton
Bruce Carton
Family Affair: SEC Brings Mother-Son Insider Trading Case

Aug 18, 2022

•

7 min read

Family Affair: SEC Brings Mother-Son Insider Trading Case

Plus where did all of the celebrity crypto TV ads go?

Bruce Carton
Bruce Carton
The Return of Blue Horseshoe

Aug 17, 2022

•

6 min read

The Return of Blue Horseshoe

Plus will Elon Musk's joke about buying Manchester United end up being costly?

Bruce Carton
Bruce Carton
Exodus: The Day Everyone Got a New Job

Aug 16, 2022

•

7 min read

Exodus: The Day Everyone Got a New Job

Plus SEC brings international cyber fraud and manipulation case.

Bruce Carton
Bruce Carton
Another Stablecoin Tanks

Aug 15, 2022

•

7 min read

Another Stablecoin Tanks

Plus WeWork's Adam Neumann is back!

Bruce Carton
Bruce Carton
New Hostile Takeover Tactic: Swipe EDGAR Codes!

Aug 12, 2022

•

5 min read

New Hostile Takeover Tactic: Swipe EDGAR Codes!

Plus ESG becomes a Senate campaign issue.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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