Oct 12, 2022
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9 min read
Plus the SEC's probe of WhatsApp use spreads to investment funds.
Oct 11, 2022
10 min read
Plus does the SEC have its own WhatsApp problem?
Oct 7, 2022
7 min read
Plus there are no "takes" left on the Congress stock trading bill.
Oct 6, 2022
8 min read
Plus what is Jules Winnfield from Pulp Fiction doing in this newsletter?
Oct 5, 2022
Plus why securities offerings are not like Rolex watches or Nike sneakers.
Oct 4, 2022
Plus Elizabeth Holmes gets another crack at a new trial.
Oct 3, 2022
Plus is SEC defense work ramping up now?
Sep 30, 2022
Plus the SEC's fiscal year ends with a flurry of new cases.
Sep 29, 2022
Plus CFTC Chair Says Bitcoin Could Double in Price Under CFTC Regulation
Sep 28, 2022
Plus new investigation disputes attacks on SEC whistleblower program.
Sep 27, 2022
Plus the SEC brings charges in the $100 million deli case.
Sep 26, 2022
Plus can you spell 'ESG' without 'DEI?'
