Archive

Court Sentences Do Kwon to 15 Years in Prison for "Fraud of Epic Generational Scale"

Court Sentences Do Kwon to 15 Years in Prison for "Fraud of Epic Generational Scale"

Plus SEC Commissioner Caroline Crenshaw is not leaving quietly.

Bruce Carton
Bruce Carton
SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

Plus a study linking binge-watching late-night TV shows with stock market declines.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

Plus DOJ official says 2025 was a "reset," white collar cases will now ramp up.

Bruce Carton
Bruce Carton
"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

Plus outgoing SEC Commissioner Caroline Crenshaw shares some concerns.

Bruce Carton
Bruce Carton
SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

Plus more good news for Texas lawyers.

Bruce Carton
Bruce Carton
Virtu Settles SEC Case Over Access to Client Data, Will Pay $2.5 Million

Virtu Settles SEC Case Over Access to Client Data, Will Pay $2.5 Million

Plus Chairman Atkins warns of increased scrutiny of Chinese firms in U.S. markets.

Bruce Carton
Bruce Carton
Secret Reasons

Secret Reasons

This newsletter is off today, back tomorrow.

Bruce Carton
Bruce Carton
Term Set to End January 3 for Lone Democrat SEC Commissioner Caroline Crenshaw

Term Set to End January 3 for Lone Democrat SEC Commissioner Caroline Crenshaw

Plus a huge drop-off in the SEC's financial reporting-related enforcement actions.

Bruce Carton
Bruce Carton
Today at 10 am ET: SEC Chairman Atkins to Deliver "Major Speech" at NYSE

Today at 10 am ET: SEC Chairman Atkins to Deliver "Major Speech" at NYSE

Plus Pres. Trump commutes the seven-year sentence of a former private equity CEO after 12 days in prison.

Bruce Carton
Bruce Carton
Tether CEO to Skeptics: "We Wear Your Loathing With Pride"

Tether CEO to Skeptics: "We Wear Your Loathing With Pride"

Plus two polls!

Bruce Carton
Bruce Carton
Supreme Court Urged to Limit SEC's Disgorgement Power

Supreme Court Urged to Limit SEC's Disgorgement Power

Plus S&P downgrades Tether's reserves to its lowest measure.

Bruce Carton
Bruce Carton
Barnes & Noble Education Discloses Ex-Employee Knowingly Circumvented Internal Controls to Make Improper Journal Entries

Barnes & Noble Education Discloses Ex-Employee Knowingly Circumvented Internal Controls to Make Improper Journal Entries

Plus 89% of you do not believe in the "you weren't supposed to be working during the shutdown" defense.

Bruce Carton
Bruce Carton
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