Archive

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

Plus, Q&A with Jim Lundy, Partner at Foley & Lardner

Jennifer Lee, +1

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Sep 18, 2026

•

4 min read

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Plus, a new prediction market run by a tribe and powered by Kalshi

Jennifer Lee, +1

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Sep 17, 2026

•

4 min read

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Plus, the SEC brings three insider trading cases with texts!

Jennifer Lee, +1

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Sep 16, 2026

•

3 min read

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Plus, Q&A with John Sikora, Partner at Latham & Watkins

Jennifer Lee, +1

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Sep 15, 2026

•

4 min read

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Plus former SEC Commissioner Kara Stein joins Nixon Peabody,

Bruce Carton

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

Sep 14, 2026

•

1 min read

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

Please join us Tuesday, November 17 at the Mayflower Hotel in Washington, D.C.

Bruce Carton

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Sep 14, 2026

•

5 min read

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Plus, Director's Cut with Steve Peikin, Partner at Sullivan & Cromwell and Former SEC Enforcement Co-Director

Jennifer Lee

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Sep 11, 2026

•

4 min read

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Plus, a Q&A with David Peavler, Partner at Jones Day.

Jaclyn Jaeger, +1

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Sep 10, 2026

•

3 min read

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Plus, the Department of Justice just restrained over $52 million in crypto.

Bruce Carton, +1

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Sep 9, 2026

•

4 min read

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Plus former SEC Commissioners Crenshaw and Lee join law firms.

Bruce Carton

Insider Trading is Being Institutionalized; Here's How

Sep 8, 2026

•

3 min read

Insider Trading is Being Institutionalized; Here's How

Plus, Cronos executes blockchain rollback to recover $111 million in crypto.

Jaclyn Jaeger

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Sep 4, 2026

•

5 min read

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Plus, Q&A with James Walker, Partner at Ashurst Perkins Coie

Jennifer Lee

1 2 3...92

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Insider Trading is Being Institutionalized; Here's How

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Daily Update from Securities Docket

Home

Events

Enforcement Elite

About

Contact