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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Sep 1, 2026
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4 min read
Plus the SEC asks RIAs for proof that they have access to shares in hot startups.
Aug 31, 2026
5 min read
Plus, Behind the Numbers with Rex Homme of Ankura Consulting
Aug 28, 2026
1 min read
Please submit your nominations until Friday, October 16, 2026.
7 min read
Plus, Q&A with Margaret Nelson, Partner at Foley Lardner
Aug 27, 2026
3 min read
Plus the SEC drops case against former Congressman Stephen Buyer.
Aug 26, 2026
2 min read
Plus PCAOB is scrapping its office of the investor advocate.
Aug 25, 2026
Plus the CAT poses budget problems for the SEC.
Aug 24, 2026
Plus Q&A with Renato Mariotti, Partner at Paul Hastings
Aug 21, 2026
6 min read
Plus Q&A with Shamoil Shipchandler, Chief Counsel at Charles Schwab
Aug 20, 2026
Plus the CFTC goes easy on former FTX execs due to their extensive cooperation.
Aug 19, 2026
Plus the SDNY brings insider trading case against then-Senior Director of Operations at Treace Medical.
Aug 18, 2026
Plus survey shows most companies would continue to provide quarterly updates regardless of SEC proposal.
