Daily Update from Securities Docket
Read by defense counsel, in-house counsel, regulators, consultants and everyone else.
Written by
Bruce Carton
Nov 5, 2026
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3 min read
Plus, perpetual futures on single stocks start trading in the U.S. — under both the CFTC and the SEC
Nov 4, 2026
1 min read
With Democrats set to take Congress, registration is now open for January 20, 2027 in D.C.
Plus, Block's $964M DOJ penalty for AML lapses
Nov 3, 2026
2 min read
Plus Sens. Warren and Van Hollen ask SEC to reconsider public company disclosure rollbacks.
Nov 2, 2026
4 min read
Plus: Gibson Dunn’s Mark Schonfeld on where the next wave of investigations could come from
Oct 30, 2026
5 min read
Plus, a $2 million FCA settlement becomes a securities suit, the FTC sues Toast, and a preview of our Private Funds panel
Oct 29, 2026
Plus Utah charges Kalshi with promoting online gambling.
Oct 28, 2026
Plus, In-House Insights with Ryan VanGrack, Vice Chairman of Coinbase