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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Written by

Bruce Carton

DOJ Probing Allegations Lewandowski Profited Off DHS Role

Plus, which SEC Chair went on to the Supreme Court? Take our Friday trivia quiz!

Jennifer Lee, +1

Oct 22, 2026

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1 min read

Introducing the Congressional Update Newsletter!

Plus, a sneak peek at our inaugural Congressional Investigations Forum

What Happens When a Prediction Market Collapses? Bankruptcy Law May Not Have an Answer

Oct 22, 2026

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5 min read

What Happens When a Prediction Market Collapses? Bankruptcy Law May Not Have an Answer

Plus, where will the SEC's next accounting cases come from? Take our reader poll!

Jennifer Lee, +1

DOJ’s New Whistleblower Program Pays on Charges, Not Convictions

Oct 21, 2026

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4 min read

DOJ’s New Whistleblower Program Pays on Charges, Not Convictions

Plus, Recommended Reads on private credit valuation, cross-trading, and congressional oversight after the midterms

Jaclyn Jaeger, +1

Now Playing Everywhere: Elizabeth Holmes

Oct 20, 2026

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2 min read

Now Playing Everywhere: Elizabeth Holmes

Plus Andrew Left wants his conviction overturned.

Bruce Carton, +1

Early-Bird Registration Ends TODAY for Securities Enforcement Forum D.C. 2026!

Oct 19, 2026

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1 min read

Early-Bird Registration Ends TODAY for Securities Enforcement Forum D.C. 2026!

Please join us Tuesday, November 17 at the Mayflower Hotel in Washington, D.C.

Bruce Carton

SEC to Advisers on AI: Don’t Wait for Our Guidance

Oct 19, 2026

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5 min read

SEC to Advisers on AI: Don’t Wait for Our Guidance

Plus, Q&A with Carolyn Welshhans of Morgan Lewis on the SEC's approach to emerging technologies

Tokenized Stocks Are Coming. Is Your Insider Trading Policy Ready?

Oct 16, 2026

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3 min read

Tokenized Stocks Are Coming. Is Your Insider Trading Policy Ready?

Plus, does "what did the president know and when did he know it" sound familiar? Check out our Friday quiz!

DOJ's Fraud Division, IRS Expose More Than $490M in Tax Fraud in Enforcement Sweep

Oct 15, 2026

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5 min read

DOJ's Fraud Division, IRS Expose More Than $490M in Tax Fraud in Enforcement Sweep

Plus, “Not the Best Use of Language for the SEC”: Eight Cyber Lessons from IRF West

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Archive

DOJ Probing Allegations Lewandowski Profited Off DHS Role

Introducing the Congressional Update Newsletter!

What Happens When a Prediction Market Collapses? Bankruptcy Law May Not Have an Answer

DOJ’s New Whistleblower Program Pays on Charges, Not Convictions

Now Playing Everywhere: Elizabeth Holmes

Early-Bird Registration Ends TODAY for Securities Enforcement Forum D.C. 2026!

SEC to Advisers on AI: Don’t Wait for Our Guidance

Tokenized Stocks Are Coming. Is Your Insider Trading Policy Ready?

DOJ's Fraud Division, IRS Expose More Than $490M in Tax Fraud in Enforcement Sweep

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