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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

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Bruce Carton

SEC Charges Scammers Who Used Fake SEC Filings as Their Credentials

Plus, Director's Cut with Andrew Ceresney, Partner at Debevoise & Plimpton

Jennifer Lee

Anthropic IPO Prospectus Risk Factors to Include "Catastrophic or Existential Risks to Humanity"

Sep 29, 2026

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3 min read

Anthropic IPO Prospectus Risk Factors to Include "Catastrophic or Existential Risks to Humanity"

Plus the trailer for Nathan Fielder's movie about Elizabeth Holmes.

Bruce Carton

SEC Commissioner Hester Peirce to Step Down as of October 2

Sep 28, 2026

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3 min read

SEC Commissioner Hester Peirce to Step Down as of October 2

Plus, how well did you know the SEC? Find out Friday's trivia results!

Jennifer Lee

New York to Polymarket: Name Your Bettors

Sep 25, 2026

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5 min read

New York to Polymarket: Name Your Bettors

Plus, how well do you know the SEC? Find out in our Friday trivia quiz!!

Jennifer Lee

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

Sep 24, 2026

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3 min read

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

Plus, Carolyn Welshhans, Partner at Morgan Lewis, on the cases "only the SEC can bring"

Jennifer Lee

Sep 23, 2026

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3 min read

CFTC Warns that "Mention Markets" Pose Heightened Risk of Manipulation

Plus why life sciences companies working with the FDA are "effectively also working with SEC at the same time."

Bruce Carton

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Sep 22, 2026

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5 min read

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Plus, Q&A (Part 2!) with Jim Lundy, Partner at Foley & Lardner.

Jennifer Lee, +1

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

Sep 21, 2026

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4 min read

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

Plus, Q&A with Jim Lundy, Partner at Foley & Lardner

Jennifer Lee, +1

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Sep 18, 2026

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4 min read

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Plus, a new prediction market run by a tribe and powered by Kalshi

Jennifer Lee, +1

...

Archive

SEC Charges Scammers Who Used Fake SEC Filings as Their Credentials

Anthropic IPO Prospectus Risk Factors to Include "Catastrophic or Existential Risks to Humanity"

SEC Commissioner Hester Peirce to Step Down as of October 2

New York to Polymarket: Name Your Bettors

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

CFTC Warns that "Mention Markets" Pose Heightened Risk of Manipulation

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Daily Update from Securities Docket

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