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Daily Update from Securities Docket
Read by defense counsel, in-house counsel, regulators, consultants and everyone else.
Written by
Bruce Carton
Sep 1, 2026
•
4 min read
Plus the SEC asks RIAs for proof that they have access to shares in hot startups.
Aug 31, 2026
5 min read
Plus, Behind the Numbers with Rex Homme of Ankura Consulting
Aug 28, 2026
1 min read
Please submit your nominations until Friday, October 16, 2026.
7 min read
Plus, Q&A with Margaret Nelson, Partner at Foley Lardner
Aug 27, 2026
3 min read
Plus the SEC drops case against former Congressman Stephen Buyer.
Aug 26, 2026
2 min read
Plus PCAOB is scrapping its office of the investor advocate.
Aug 25, 2026
Plus the CAT poses budget problems for the SEC.
Aug 24, 2026
Plus Q&A with Renato Mariotti, Partner at Paul Hastings
Aug 21, 2026
6 min read
Plus Q&A with Shamoil Shipchandler, Chief Counsel at Charles Schwab