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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Written by

Bruce Carton

Archive

Congressional Investigations Forum: Open for Registration!

Oct 28, 2026

•

1 min read

Congressional Investigations Forum: Open for Registration!

SEC to Rajaratnam: A Settled Bar Stays Settled

Oct 28, 2026

•

5 min read

SEC to Rajaratnam: A Settled Bar Stays Settled

Plus, In-House Insights with Ryan VanGrack, Vice Chairman of Coinbase

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
Polymarket Says It Has Investigated “Dozens” of Election Bets

Oct 27, 2026

•

4 min read

Polymarket Says It Has Investigated “Dozens” of Election Bets

Plus, Four Congressional Updates for Securities Lawyers

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
SEC Sets 2027 Exam Priorities: Retail Investors, Private Credit, and Superintelligence

Oct 26, 2026

•

5 min read

SEC Sets 2027 Exam Priorities: Retail Investors, Private Credit, and Superintelligence

Plus, Q&A with Lorin Reisner, Partner at Paul, Weiss: "There is almost no investigation that can’t be completed within a year or less"

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
DOJ Probing Allegations Lewandowski Profited Off DHS Role

Oct 23, 2026

•

2 min read

DOJ Probing Allegations Lewandowski Profited Off DHS Role

Plus, which SEC Chair went on to the Supreme Court? Take our Friday trivia quiz!

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
Introducing the Congressional Update Newsletter!

Oct 22, 2026

•

1 min read

Introducing the Congressional Update Newsletter!

Plus, a sneak peek at our inaugural Congressional Investigations Forum

What Happens When a Prediction Market Collapses? Bankruptcy Law May Not Have an Answer

Oct 22, 2026

•

5 min read

What Happens When a Prediction Market Collapses? Bankruptcy Law May Not Have an Answer

Plus, where will the SEC's next accounting cases come from? Take our reader poll!

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
DOJ’s New Whistleblower Program Pays on Charges, Not Convictions

Oct 21, 2026

•

4 min read

DOJ’s New Whistleblower Program Pays on Charges, Not Convictions

Plus, Recommended Reads on private credit valuation, cross-trading, and congressional oversight after the midterms

Jaclyn Jaeger
Jennifer Lee
Jaclyn Jaeger, +1
Now Playing Everywhere: Elizabeth Holmes

Oct 20, 2026

•

2 min read

Now Playing Everywhere: Elizabeth Holmes

Plus Andrew Left wants his conviction overturned.

Bruce Carton
Jennifer Lee
Bruce Carton, +1
...
Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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