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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Written by

Bruce Carton

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Plus, the SEC brings three insider trading cases with texts!

Jennifer Lee, +1

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Sep 16, 2026

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3 min read

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Plus, Q&A with John Sikora, Partner at Latham & Watkins

Jennifer Lee, +1

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Sep 15, 2026

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4 min read

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Plus former SEC Commissioner Kara Stein joins Nixon Peabody,

Bruce Carton

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

Sep 14, 2026

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1 min read

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

Please join us Tuesday, November 17 at the Mayflower Hotel in Washington, D.C.

Bruce Carton

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Sep 14, 2026

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5 min read

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Plus, Director's Cut with Steve Peikin, Partner at Sullivan & Cromwell and Former SEC Enforcement Co-Director

Jennifer Lee

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Sep 11, 2026

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4 min read

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Plus, a Q&A with David Peavler, Partner at Jones Day.

Jaclyn Jaeger, +1

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Sep 10, 2026

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3 min read

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Plus, the Department of Justice just restrained over $52 million in crypto.

Bruce Carton, +1

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Sep 9, 2026

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4 min read

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Plus former SEC Commissioners Crenshaw and Lee join law firms.

Bruce Carton

Insider Trading is Being Institutionalized; Here's How

Sep 8, 2026

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3 min read

Insider Trading is Being Institutionalized; Here's How

Plus, Cronos executes blockchain rollback to recover $111 million in crypto.

Jaclyn Jaeger

...

Archive

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2026!

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Insider Trading is Being Institutionalized; Here's How

Daily Update from Securities Docket

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