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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

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Bruce Carton

New York to Polymarket: Name Your Bettors

Plus, how well do you know the SEC? Find out in our Friday trivia quiz!!

Jennifer Lee

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

Sep 24, 2026

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3 min read

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

Plus, Carolyn Welshhans, Partner at Morgan Lewis, on the cases "only the SEC can bring"

Jennifer Lee

Sep 23, 2026

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3 min read

CFTC Warns that "Mention Markets" Pose Heightened Risk of Manipulation

Plus why life sciences companies working with the FDA are "effectively also working with SEC at the same time."

Bruce Carton

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Sep 22, 2026

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5 min read

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Plus, Q&A (Part 2!) with Jim Lundy, Partner at Foley & Lardner.

Jennifer Lee, +1

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

Sep 21, 2026

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4 min read

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

Plus, Q&A with Jim Lundy, Partner at Foley & Lardner

Jennifer Lee, +1

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Sep 18, 2026

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4 min read

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Plus, a new prediction market run by a tribe and powered by Kalshi

Jennifer Lee, +1

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Sep 17, 2026

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4 min read

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Plus, the SEC brings three insider trading cases with texts!

Jennifer Lee, +1

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Sep 16, 2026

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3 min read

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Plus, Q&A with John Sikora, Partner at Latham & Watkins

Jennifer Lee, +1

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Sep 15, 2026

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4 min read

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Plus former SEC Commissioner Kara Stein joins Nixon Peabody,

Bruce Carton

...

Archive

New York to Polymarket: Name Your Bettors

SEC: IPOs Raised Five Times More This Year, and the Deals Got Bigger

CFTC Warns that "Mention Markets" Pose Heightened Risk of Manipulation

SEC ENF Director: "A Healthy Visible Enforcement Program Matters More Than Statistics"

Polymarket’s Alleged Rush to Grow Left a Door Open for Fraudsters

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Will There Be CLARITY today? Senate Vote on Crypto Bill Set for 2:15 pm ET

Daily Update from Securities Docket

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