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Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

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Bruce Carton

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Plus, a Q&A with David Peavler, Partner at Jones Day.

Jaclyn Jaeger, +1

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Sep 10, 2026

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3 min read

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Plus, the Department of Justice just restrained over $52 million in crypto.

Bruce Carton, +1

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Sep 9, 2026

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4 min read

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Plus former SEC Commissioners Crenshaw and Lee join law firms.

Bruce Carton

Insider Trading is Being Institutionalized; Here's How

Sep 8, 2026

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3 min read

Insider Trading is Being Institutionalized; Here's How

Plus, Cronos executes blockchain rollback to recover $111 million in crypto.

Jaclyn Jaeger

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Sep 4, 2026

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5 min read

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Plus, Q&A with James Walker, Partner at Ashurst Perkins Coie

Jennifer Lee

SDNY Charges Two Former CEOs ‌of Linqto With $450 Million "Pre-IPO" Fraud

Sep 3, 2026

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2 min read

SDNY Charges Two Former CEOs ‌of Linqto With $450 Million "Pre-IPO" Fraud

Plus why is Kawhi Leonard in this newsletter?

Bruce Carton

SEC Chair Atkins Takes Steps to Give U.S. States Power Over Shareholder Resolutions

Sep 2, 2026

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3 min read

SEC Chair Atkins Takes Steps to Give U.S. States Power Over Shareholder Resolutions

Plus, the SEC is eyeing a plan to expand access for retail investors to private markets.

Jaclyn Jaeger, +1

Sep 1, 2026

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4 min read

Kalshi Bans Former Rep. George Santos for Life

Plus the SEC asks RIAs for proof that they have access to shares in hot startups.

Bruce Carton

Ninth Circuit Splits With Third Circuit Over Prediction Markets

Aug 31, 2026

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5 min read

Ninth Circuit Splits With Third Circuit Over Prediction Markets

Plus, Behind the Numbers with Rex Homme of Ankura Consulting

Jennifer Lee

...

Archive

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Citadel Securities Urges SEC to Oversee Certain Prediction Market Contracts

Singaporean Ringleader of $245 Million Cybercrime Conspiracy Pleads Guilty in Washington D.C.

Insider Trading is Being Institutionalized; Here's How

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

SDNY Charges Two Former CEOs ‌of Linqto With $450 Million "Pre-IPO" Fraud

SEC Chair Atkins Takes Steps to Give U.S. States Power Over Shareholder Resolutions

Kalshi Bans Former Rep. George Santos for Life

Ninth Circuit Splits With Third Circuit Over Prediction Markets

Daily Update from Securities Docket

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