Early-Bird Registration Ends TODAY for Securities Enforcement Forum D.C. 2026!

Please join us Tuesday, November 17 at the Mayflower Hotel in Washington, D.C.

SEC to Advisers on AI: Don’t Wait for Our Guidance

Plus, Q&A with Carolyn Welshhans of Morgan Lewis on the SEC's approach to emerging technologies

Tokenized Stocks Are Coming. Is Your Insider Trading Policy Ready?

Plus, does "what did the president know and when did he know it" sound familiar? Check out our Friday quiz!

DOJ's Fraud Division, IRS Expose More Than $490M in Tax Fraud in Enforcement Sweep

Plus, “Not the Best Use of Language for the SEC”: Eight Cyber Lessons from IRF West

Bank of America to Pay $1.2 Billion Fine for Anti-Money Laundering Violations

Plus, a reader poll on SEC exam priorities as private funds open to retail investors

This newsletter is off today, back on Wednesday.

Kalshi Investigates Well-Timed Bets on Trump’s Press Secretary Pick

Plus, Q&A with Ranah Esmaili, Partner at Sidley Austin

DOJ Fraud Division Directive Calls for Early Asset Seizures and Cooperators

Plus, how well do you know Rule 10b-5? Find out in our trivia quiz!

SEC Issues First 21(a) Report in Eight Years, Targeting Climate Coalition's Role in Exxon Proxy Fight

Plus, did we catch you on camera at SEF Central? Scenes from the day inside