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Daily Update from Securities Docket
Read by defense counsel, in-house counsel, regulators, consultants and everyone else.
Written by
Bruce Carton
Oct 13, 2026
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1 min read
Oct 12, 2026
6 min read
Plus, Q&A with Ranah Esmaili, Partner at Sidley Austin
Oct 9, 2026
3 min read
Plus, how well do you know Rule 10b-5? Find out in our trivia quiz!
Oct 8, 2026
4 min read
Plus, did we catch you on camera at SEF Central? Scenes from the day inside
Oct 7, 2026
Plus, a poll: what deters cherry-picking more, a $100M firm penalty or an individual settlement?
Oct 6, 2026
2 min read
Plus Sam Waldon and Mark Cave return to private practice, while Steve Richards rejoins SEC.
Oct 5, 2026
Plus, Q&A with Sarah Heaton Concannon, Partner at Quinn Emanuel Urquhart & Sullivan
Oct 2, 2026
8 min read
Plus, how well do you know the Securities Act of 1933? Take our Friday trivia quiz!
Oct 1, 2026
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