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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Sep 15, 2022
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6 min read
Plus Congress to vote this month on limiting its own securities trading?
Sep 14, 2022
Plus South Korea issues an arrest warrant for Terra co-founder.
Sep 13, 2022
8 min read
Plus the SEC sues VMWare for misleading financials.
Sep 12, 2022
5 min read
Plus SEC Chair Gensler continues to push crypto regulation.
Sep 9, 2022
Plus trading bot using AI to guarantee returns to investors sadly fails.
Sep 8, 2022
7 min read
Plus Bloomberg Law continues to hammer the SEC's whistleblower program.
Sep 7, 2022
Plus the SEC sues a hedge fund for SPAC-related conflicts.
Sep 6, 2022
Plus does ESG need to be split in two?
Sep 2, 2022
Plus Elizabeth Holmes' conviction upheld.
Sep 1, 2022
Plus, will Michael Saylor put the "boating accident" defense to the test?
Aug 31, 2022
Plus the problems with the SEC's proposed cybersecurity disclosure rules.
Aug 30, 2022
Plus how cyber breaches can lead to SEC enforcement actions.
