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Tesla Shareholders Approve Musk's Massive Pay Package, Musk Prepares to "Pull a LOT of Rabbits Out of the Hat"

Nov 7, 2025

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6 min read

Tesla Shareholders Approve Musk's Massive Pay Package, Musk Prepares to "Pull a LOT of Rabbits Out of the Hat"

Plus why it may be "game over" for First Brands.

Bruce Carton
Bruce Carton
"Would Elon Musk Work Harder for $1 Trillion Than $1 Billion?"

Nov 6, 2025

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6 min read

"Would Elon Musk Work Harder for $1 Trillion Than $1 Billion?"

Plus Germany's BaFin hits JPMorgan with a record fine for "Mängel in der Geldwäscheprävention."

Bruce Carton
Bruce Carton
Second Circuit Reportedly Unmoved, Skeptical and Dubious of Bankman-Fried's Claims on Appeal

Nov 5, 2025

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8 min read

Second Circuit Reportedly Unmoved, Skeptical and Dubious of Bankman-Fried's Claims on Appeal

Plus save the date for Securities Enforcement Forum New York!

Bruce Carton
Bruce Carton
Second Circuit to Hear Bankman-Fried's Appeal Today That Argues He was "Presumed Guilty"

Nov 4, 2025

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7 min read

Second Circuit to Hear Bankman-Fried's Appeal Today That Argues He was "Presumed Guilty"

Plus a string of alleged frauds by corporate borrowers is roiling Wall Street.

Bruce Carton
Bruce Carton
With Public Listings Declining, Can SEC Chairman Atkins "Make I.P.O.s Great Again?"

Nov 3, 2025

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8 min read

With Public Listings Declining, Can SEC Chairman Atkins "Make I.P.O.s Great Again?"

Plus Securities Docket announces Enforcement Elite and Enforcement Hall of Fame.

Bruce Carton
Bruce Carton
DOGE Reportedly Leaving the SEC This Week

Oct 31, 2025

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7 min read

DOGE Reportedly Leaving the SEC This Week

Plus BlackRock and other lenders hit with "breathtaking" $500 million financial fraud.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Friday.

Oct 30, 2025

•

1 min read

This newsletter is off today, back on Friday.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

Oct 29, 2025

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8 min read

SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

Plus we'll see you tomorrow at Securities Enforcement Forum D.C.!

Bruce Carton
Bruce Carton
Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Oct 28, 2025

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7 min read

Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Plus a surge in demand for litigators.

Bruce Carton
Bruce Carton
Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Oct 27, 2025

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9 min read

Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Plus will the Madoff litigation ever end?

Bruce Carton
Bruce Carton
Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Oct 24, 2025

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8 min read

Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Plus the SEC says it is still actively monitoring the market for any "hanky-panky" during the shutdown.

Bruce Carton
Bruce Carton
Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion  Pay Package

Oct 23, 2025

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9 min read

Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion Pay Package

Plus the Sixth Circuit's opinion protecting privilege for internal investigation materials.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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