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Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Oct 21, 2025

•

6 min read

Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Plus OpenAI is coming for the junior bankers.

Bruce Carton
Bruce Carton
10 Days Until Securities Enforcement Forum D.C. 2025!

Oct 20, 2025

•

3 min read

10 Days Until Securities Enforcement Forum D.C. 2025!

Why this is a can't-miss event -- register now!

Bruce Carton
Bruce Carton
Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Oct 20, 2025

•

6 min read

Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Plus the Bitcoin white paper now hangs in the White House.

Bruce Carton
Bruce Carton
DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

Oct 17, 2025

•

8 min read

DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

Plus why is everyone standing in line to buy gold?

Bruce Carton
Bruce Carton
SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

Oct 16, 2025

•

9 min read

SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

Plus the PCAOB proposes a 20% cut to the salaries of its board members.

Bruce Carton
Bruce Carton
Report: SEC Whistleblower Awards Fall to 6-Year Low in FY 2025.

Oct 15, 2025

•

8 min read

Report: SEC Whistleblower Awards Fall to 6-Year Low in FY 2025.

Plus DOJ seizes $15 billion in bitcoin that could end up in Strategic Bitcoin Reserve.

Bruce Carton
Bruce Carton
Massive Crypto Crash Crushes Altcoins,  "Armageddon" for Traders

Oct 14, 2025

•

5 min read

Massive Crypto Crash Crushes Altcoins, "Armageddon" for Traders

Plus the First Brands CEO is out as the company investigates accounting irregularities.

Bruce Carton
Bruce Carton
White House Ramps Up Pardon Talks for Binance Founder

Oct 13, 2025

•

6 min read

White House Ramps Up Pardon Talks for Binance Founder

Plus a new book about the history of women lawyers in the SDNY.

Bruce Carton
Bruce Carton
SEC Chairman Atkins Focuses on Wells Process: "Make Sure That We Get it Right"

Oct 10, 2025

•

11 min read

SEC Chairman Atkins Focuses on Wells Process: "Make Sure That We Get it Right"

Plus a scandalware mug poll.

Bruce Carton
Bruce Carton
The "Shift in the SEC’s Enforcement Playbook"

Oct 9, 2025

•

8 min read

The "Shift in the SEC’s Enforcement Playbook"

Plus a mug contest!

Bruce Carton
Bruce Carton
Fifth Circuit Confirms "Pump and Dumps Aren’t Legal After All"

Oct 8, 2025

•

10 min read

Fifth Circuit Confirms "Pump and Dumps Aren’t Legal After All"

Plus are you "WFY?"

Bruce Carton
Bruce Carton
JPMorgan on Hook for $115 Million in Defense Costs for Charlie Javice

Oct 7, 2025

•

6 min read

JPMorgan on Hook for $115 Million in Defense Costs for Charlie Javice

Plus The Antifraud Company - a “private-sector DOGE.”

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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