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Federal Judge Orders SEC to Show Cause to Avoid Sanctions for "Misleading" Court on Asset Freeze

Federal Judge Orders SEC to Show Cause to Avoid Sanctions for "Misleading" Court on Asset Freeze

Plus why Binance's broad settlement with U.S. authorities did not include the SEC.

Bruce Carton
Bruce Carton
Law Firms Cash In on FTX Bankruptcy: "More Lucrative Than Enron or Lehman"

Law Firms Cash In on FTX Bankruptcy: "More Lucrative Than Enron or Lehman"

Plus the reason the ill-fated WeWork merger press release was mistimed.

Bruce Carton
Bruce Carton
In Jarkesy Oral Argument, Supreme Court Casts Doubt on Use of ALJs

In Jarkesy Oral Argument, Supreme Court Casts Doubt on Use of ALJs

Plus the SEC charges a real estate fund adviser with fraudulent (but mistimed) scheme to pump WeWork stock.

Bruce Carton
Bruce Carton
Today in the U.S. Supreme Court: Key Oral Argument in SEC v. Jarkesy 👀

Today in the U.S. Supreme Court: Key Oral Argument in SEC v. Jarkesy 👀

Plus why BigLaw white collar and SEC enforcement practices are booming.

Bruce Carton
Bruce Carton
California's "New Diversity Reporting Law" Expected to Have Sweeping Consequences

California's "New Diversity Reporting Law" Expected to Have Sweeping Consequences

Plus Delaware's Judge Laster says former AG Barr is "profoundly misguided" about Delaware law.

Bruce Carton
Bruce Carton
DOJ Argues Binance's CZ is a Flight Risk, Should Remain in U.S. Until Trial

DOJ Argues Binance's CZ is a Flight Risk, Should Remain in U.S. Until Trial

Plus Bankman-Fried's new jailhouse currency: Mackerels

Bruce Carton
Bruce Carton
Binance to Pay Billions, Exit U.S. and Appoint Monitor; "CZ" Pleads Guilty to Money Laundering

Binance to Pay Billions, Exit U.S. and Appoint Monitor; "CZ" Pleads Guilty to Money Laundering

Plus the SEC's "shadow trading" case survives summary judgment.

Bruce Carton
Bruce Carton
SEC Sues Kraken for Operating as Unregistered Securities Exchange

SEC Sues Kraken for Operating as Unregistered Securities Exchange

Plus the DOJ is reportedly seeking $4 billion from Binance to resolve its criminal investigation.

Bruce Carton
Bruce Carton
NYT on SolarWinds: "The Cybersecurity Lawsuit That Boards Are Talking About"

NYT on SolarWinds: "The Cybersecurity Lawsuit That Boards Are Talking About"

Plus what SEC scrutiny awaits private funds in 2024?

Bruce Carton
Bruce Carton
SEC, FBI Defend New Cyber Incident Disclosure Rule at Aspen Cyber Summit

SEC, FBI Defend New Cyber Incident Disclosure Rule at Aspen Cyber Summit

Plus the SEC identifies a new affinity group: investors who share a love of the outdoors.

Bruce Carton
Bruce Carton
When Internal Audit Talks, Are You Listening?

When Internal Audit Talks, Are You Listening?

Plus the FCPA Professor asks: "Does The SEC Even Need A Specific FCPA Unit?"

Bruce Carton
Bruce Carton
SEC Releases FY 2023 Enforcement Results, Including $5 Billion in Financial Remedies

SEC Releases FY 2023 Enforcement Results, Including $5 Billion in Financial Remedies

Plus the SEC charges Charter Communications for unauthorized stock buybacks.

Bruce Carton
Bruce Carton
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