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LogoDaily Update from Securities Docket

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The NYT's Deep Dive on the SEC's Pivot Away from Crypto Cases

Dec 15, 2025

•

8 min read

The NYT's Deep Dive on the SEC's Pivot Away from Crypto Cases

Plus the SDNY is investigating the "last-ditch funding pleas" leading up to the First Brands bankruptcy.

Bruce Carton
Bruce Carton
SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

Dec 11, 2025

•

7 min read

SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

Plus a study linking binge-watching late-night TV shows with stock market declines.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

Dec 10, 2025

•

6 min read

SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

Plus DOJ official says 2025 was a "reset," white collar cases will now ramp up.

Bruce Carton
Bruce Carton
"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

Dec 9, 2025

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8 min read

"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

Plus outgoing SEC Commissioner Caroline Crenshaw shares some concerns.

Bruce Carton
Bruce Carton
SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

Dec 8, 2025

•

9 min read

SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

Plus more good news for Texas lawyers.

Bruce Carton
Bruce Carton
Virtu Settles SEC Case Over Access to Client Data, Will Pay $2.5 Million

Dec 5, 2025

•

7 min read

Virtu Settles SEC Case Over Access to Client Data, Will Pay $2.5 Million

Plus Chairman Atkins warns of increased scrutiny of Chinese firms in U.S. markets.

Bruce Carton
Bruce Carton
Secret Reasons

Dec 4, 2025

•

2 min read

Secret Reasons

This newsletter is off today, back tomorrow.

Bruce Carton
Bruce Carton
Term Set to End January 3 for Lone Democrat SEC Commissioner Caroline Crenshaw

Dec 3, 2025

•

8 min read

Term Set to End January 3 for Lone Democrat SEC Commissioner Caroline Crenshaw

Plus a huge drop-off in the SEC's financial reporting-related enforcement actions.

Bruce Carton
Bruce Carton
Today at 10 am ET: SEC Chairman Atkins to Deliver "Major Speech" at NYSE

Dec 2, 2025

•

9 min read

Today at 10 am ET: SEC Chairman Atkins to Deliver "Major Speech" at NYSE

Plus Pres. Trump commutes the seven-year sentence of a former private equity CEO after 12 days in prison.

Bruce Carton
Bruce Carton
Tether CEO to Skeptics: "We Wear Your Loathing With Pride"

Dec 1, 2025

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7 min read

Tether CEO to Skeptics: "We Wear Your Loathing With Pride"

Plus two polls!

Bruce Carton
Bruce Carton
Supreme Court Urged to Limit SEC's Disgorgement Power

Nov 28, 2025

•

7 min read

Supreme Court Urged to Limit SEC's Disgorgement Power

Plus S&P downgrades Tether's reserves to its lowest measure.

Bruce Carton
Bruce Carton
Barnes & Noble Education Discloses Ex-Employee Knowingly Circumvented Internal Controls to Make Improper Journal Entries

Nov 26, 2025

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6 min read

Barnes & Noble Education Discloses Ex-Employee Knowingly Circumvented Internal Controls to Make Improper Journal Entries

Plus 89% of you do not believe in the "you weren't supposed to be working during the shutdown" defense.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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