Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

Enforcement Staff Takes Hit in SEC's Requested Budget for FY 2026

Enforcement Staff Takes Hit in SEC's Requested Budget for FY 2026

Plus the SEC, Ripple and a federal judge remain in a standoff over reducing penalty.

Bruce Carton
Bruce Carton
U.S. Supreme Court Declines to Hear Broker-Dealer's Constitutional Challenge to FINRA

U.S. Supreme Court Declines to Hear Broker-Dealer's Constitutional Challenge to FINRA

Plus Coinbase says states are interfering with federal efforts to clarify crypto regulations.

Bruce Carton
Bruce Carton
Bipartisan Group in House Introduces CLARITY Act Regulating Digital Assets

Bipartisan Group in House Introduces CLARITY Act Regulating Digital Assets

Plus a former SEC staffer writes "morale at the Commission is the worst I have ever seen—by far."

Bruce Carton
Bruce Carton
SEC Says Crypto "Staking" Doesn’t Violate Securities Law

SEC Says Crypto "Staking" Doesn’t Violate Securities Law

Plus the SEC and Binance file joint stipulation to dismiss the SEC's case.

Bruce Carton
Bruce Carton
Big Law Investing in Digital Asset Practices

Big Law Investing in Digital Asset Practices

Plus Trump Administration rolls back "overreach" that limited crypto in 401(k)s.

Bruce Carton
Bruce Carton
The Hot Corporate "Arb": Sell Your $1 of Crypto on Stock Market for $2

The Hot Corporate "Arb": Sell Your $1 of Crypto on Stock Market for $2

Plus wrench attacks, wrench attacks, wrench attacks.

Bruce Carton
Bruce Carton
Lottery.com Execs Plead Guilty to Securities Fraud for Inflating Financial Results

Lottery.com Execs Plead Guilty to Securities Fraud for Inflating Financial Results

Plus a court overturns Avraham Eisenberg's conviction in Mango Markets case.

Bruce Carton
Bruce Carton
Will "Big Beautiful Bill's" Elimination of PCAOB Go Through?

Will "Big Beautiful Bill's" Elimination of PCAOB Go Through?

Plus reports from the $TRUMP memecoin dinner.

Bruce Carton
Bruce Carton
SDNY Charges Founder of Crypto Startup Amalgam With Fraud for "Sham Blockchain"

SDNY Charges Founder of Crypto Startup Amalgam With Fraud for "Sham Blockchain"

Plus the impact of the SEC eliminating the Regional Director role.

Bruce Carton
Bruce Carton
SEC Charges Unicoin and Execs With $100 Million Offering Fraud

SEC Charges Unicoin and Execs With $100 Million Offering Fraud

Plus SEC Chair Atkins promises to "fill the spots that are needed" after agency's house cleaning.

Bruce Carton
Bruce Carton
Is SEC Engaged in "Course-Correction" or "Regulatory Jenga?"

Is SEC Engaged in "Course-Correction" or "Regulatory Jenga?"

Plus French crypto entrepreneurs will now receive "priority access to emergency police services."

Bruce Carton
Bruce Carton
Cybercriminals Hit Coinbase, Steal Sensitive Customer Data

Cybercriminals Hit Coinbase, Steal Sensitive Customer Data

Plus crypto high-rollers hire bodyguards to prevent "wrench attacks," kidnappings.

Bruce Carton
Bruce Carton
FirstBack
12345678
Next Last