Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

Breaking Down the SEC's New "Cyber and Emerging Technologies Unit"

Breaking Down the SEC's New "Cyber and Emerging Technologies Unit"

Plus the SEC may be left holding the bag in the Nikola Corp. bankruptcy.

Bruce Carton
Bruce Carton
DOGE at the SEC's Door?

DOGE at the SEC's Door?

Plus the war in the "Sovereign District of New York."

Bruce Carton
Bruce Carton
Trump Signs Executive Order Reining In "So-Called" Independent Agencies Such as SEC

Trump Signs Executive Order Reining In "So-Called" Independent Agencies Such as SEC

Plus scammers sell fake FTX claims using "face-swapping video technology."

Bruce Carton
Bruce Carton
SEC Moves for 28-Day Extension in Coinbase Case, Says Crypto Task Force May Facilitate Potential Resolution

SEC Moves for 28-Day Extension in Coinbase Case, Says Crypto Task Force May Facilitate Potential Resolution

Plus is crypto enforcement now "as dead as Julius Caesar?"

Bruce Carton
Bruce Carton
NYT: "How Trump Is Gutting Regulatory Agencies Like the SEC"

NYT: "How Trump Is Gutting Regulatory Agencies Like the SEC"

Plus hello to the SEC's "Cyber and Emerging Technologies Unit."

Bruce Carton
Bruce Carton
SEC Commissioner Peirce: Many Memecoins Are Not Within SEC's Jurisdiction

SEC Commissioner Peirce: Many Memecoins Are Not Within SEC's Jurisdiction

Plus does the Binance case "pause" foretell an end to the SEC's crypto enforcement program?

Bruce Carton
Bruce Carton
So Much "Pausing" -- Crypto, Climate, FCPA...

So Much "Pausing" -- Crypto, Climate, FCPA...

Plus can the president pardon people for civil securities law violations?

Bruce Carton
Bruce Carton
Trump Signs Executive Order Pausing DOJ Enforcement of FCPA

Trump Signs Executive Order Pausing DOJ Enforcement of FCPA

Plus details from the SEC's recent "town hall" meeting for employees.

Bruce Carton
Bruce Carton
U.S. Endowments, States Continue to Lean Into Crypto

U.S. Endowments, States Continue to Lean Into Crypto

Plus why today is a key deadline for the 93 U.S. Attorneys' Offices and newly-hired federal prosecutors.

Bruce Carton
Bruce Carton
Zero. Zip. Zilch. Nada.

Zero. Zip. Zilch. Nada.

Plus some highlights from Securities Enforcement Forum New York.

Bruce Carton
Bruce Carton
SEC Makes More Personnel Moves to "Bury its Conflict With the Crypto Market"

SEC Makes More Personnel Moves to "Bury its Conflict With the Crypto Market"

Plus Trump's DOJ and FBI will both reportedly shift focus away from white collar enforcement.

Bruce Carton
Bruce Carton
SEC Begins to Scale Back the Crypto Assets and Cyber Unit

SEC Begins to Scale Back the Crypto Assets and Cyber Unit

Plus Commissioner Peirce to investors buying memecoins: Don't look to "Mama Government" to bail you out if it goes badly.

Bruce Carton
Bruce Carton
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