Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

SEC Chairman Atkins: Off-Channel Communications Cases “Not the Way a Regulator Should Act.”

Plus we'll see you tomorrow at Securities Enforcement Forum D.C.!

Bruce Carton
Bruce Carton
Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Second Circuit Vacates Neil Cole's Conviction for Accounting Fraud, Ending 10-Year Legal Battle

Plus a surge in demand for litigators.

Bruce Carton
Bruce Carton
Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Law Firms are Big Winners as Texas Business Court "Wildly Exceeds Anybody’s Expectations"

Plus will the Madoff litigation ever end?

Bruce Carton
Bruce Carton
Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Pres. Trump Pardons Binance Founder: "The Biden Administration’s War on Crypto is over."

Plus the SEC says it is still actively monitoring the market for any "hanky-panky" during the shutdown.

Bruce Carton
Bruce Carton
Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion Pay Package

Elon Musk Ends Tesla Earnings Call With Plea for Shareholders to Approve Potential $1 Trillion Pay Package

Plus the Sixth Circuit's opinion protecting privilege for internal investigation materials.

Bruce Carton
Bruce Carton
SEC Quietly Bringing Enforcement Actions During Shutdown

SEC Quietly Bringing Enforcement Actions During Shutdown

Plus how the SEC is fast-tracking its agenda without rulemaking.

Bruce Carton
Bruce Carton
Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Is Shadow Trading Prohibited in Your Company's Insider Trading Policy?

Plus OpenAI is coming for the junior bankers.

Bruce Carton
Bruce Carton
10 Days Until Securities Enforcement Forum D.C. 2025!

10 Days Until Securities Enforcement Forum D.C. 2025!

Why this is a can't-miss event -- register now!

Bruce Carton
Bruce Carton
Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Bloomberg: SEC Has Brought 28% Fewer Litigated Enforcement Actions Through September

Plus the Bitcoin white paper now hangs in the White House.

Bruce Carton
Bruce Carton
DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

DOJ Charges Smartmatic with FCPA Violations, Alleges Bribe Scheme in Philippines

Plus why is everyone standing in line to buy gold?

Bruce Carton
Bruce Carton
SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

SEC Chairman Atkins: U.S. is "Probably 10 Years Behind” on Cryptocurrency

Plus the PCAOB proposes a 20% cut to the salaries of its board members.

Bruce Carton
Bruce Carton
Report: SEC Whistleblower Awards Fall to 6-Year Low in FY 2025.

Report: SEC Whistleblower Awards Fall to 6-Year Low in FY 2025.

Plus DOJ seizes $15 billion in bitcoin that could end up in Strategic Bitcoin Reserve.

Bruce Carton
Bruce Carton
FirstBack
12345678
Next Last