Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

SEC Probing Municipal Bond Sale that Suffered $30 Million Theft from Cyberattack

SEC Probing Municipal Bond Sale that Suffered $30 Million Theft from Cyberattack

Plus the "undeniable message" from the SEC on enforcement.

Bruce Carton
Bruce Carton
SEC Makes it Official, Eliminates Delegation of Authority to Issue Formal Orders

SEC Makes it Official, Eliminates Delegation of Authority to Issue Formal Orders

Plus is the SEC being "dismantled?"

Bruce Carton
Bruce Carton
Sam Bankman-Fried's Latest Project: Trying to Get a Pardon from Trump

Sam Bankman-Fried's Latest Project: Trying to Get a Pardon from Trump

Plus please vote on a new name for the Bitcoin Strategic Reserve.

Bruce Carton
Bruce Carton
SEC's Uyeda Says Enforcement and Regulation Under Biden Administration Was an "Outlier"

SEC's Uyeda Says Enforcement and Regulation Under Biden Administration Was an "Outlier"

Plus Trump establishes a "digital Fort Knox."

Bruce Carton
Bruce Carton
SEC: "We're Not Walking Away" from Enforcing Crypto Fraud

SEC: "We're Not Walking Away" from Enforcing Crypto Fraud

Plus "Y'all Street" takes on Wall Street.

Bruce Carton
Bruce Carton
Registration Now Open for Securities Enforcement Forum West 2025!

Registration Now Open for Securities Enforcement Forum West 2025!

Please join us Thursday, May 15 at the Waldorf Astoria Beverly Hills.

Bruce Carton
Bruce Carton
SEC Agrees to Drop Crypto Case Against Cumberland DRW

SEC Agrees to Drop Crypto Case Against Cumberland DRW

Plus the impact of DOGE on corporate compliance and audit teams.

Bruce Carton
Bruce Carton
SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

Plus the GSA plans to terminate leases on SEC's L.A, Philadelphia, and Chicago offices, and look for new space.

Bruce Carton
Bruce Carton
SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Plus SEC commissioners, community express support for Enforcement staff.

Bruce Carton
Bruce Carton
Weekly Update from Securities Docket for March 1, 2025

Weekly Update from Securities Docket for March 1, 2025

Plus some stray Tweets from last week.

Bruce Carton
Bruce Carton
SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

Plus the SEC's Reverse Sweep in crypto continues as it drops ConsenSys case.

Bruce Carton
Bruce Carton
The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

Plus the SEC has instructed all staff to return to the office full time starting April 14.

Bruce Carton
Bruce Carton
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