Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Plus what appears to be the SEC’s first AI-washing enforcement action against a reporting company.

Bruce Carton
Bruce Carton
SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

Plus Trump signs Day One executive order requiring all federal workers to return to in-person work five days a week.

Bruce Carton
Bruce Carton
Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Plus the SEC charges GrubMarket with overstating historical revenues by approximately $550 million.

Bruce Carton
Bruce Carton
SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

Plus will the SEC freeze or withdraw its crypto cases not alleging fraud?

Bruce Carton
Bruce Carton
SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

Plus the pre-eminent short seller is tired of fighting, will switch to "low-stress investments."

Bruce Carton
Bruce Carton
SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

Plus a 60% spike in the number of cybersecurity incidents disclosed by public companies after new SEC rules went into effect.

Bruce Carton
Bruce Carton
Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Plus one more "off-channel communications" sweep for the road.

Bruce Carton
Bruce Carton
SEC Charges Vince McMahon With Signing Settlement Agreements Without Disclosing to WWE

SEC Charges Vince McMahon With Signing Settlement Agreements Without Disclosing to WWE

Plus a pastor's crypto dream leads to his indictment for fraud.

Bruce Carton
Bruce Carton
Court Rejects Request for SEC Attorney Notes as "Work Product"

Court Rejects Request for SEC Attorney Notes as "Work Product"

Plus farewell to the inSecurities podcast.

Bruce Carton
Bruce Carton
‘Massive’ Trove of Evidence Pushes Do Kwon Trial to January 2026

‘Massive’ Trove of Evidence Pushes Do Kwon Trial to January 2026

Plus the $5 wrench attack.

Bruce Carton
Bruce Carton
Court Grants Coinbase's Motion to Seek Interlocutory Appeal, Stays SEC Litigation

Court Grants Coinbase's Motion to Seek Interlocutory Appeal, Stays SEC Litigation

Plus JP Morgan prepares to end hybrid work, will bring workers back to office five days a week.

Bruce Carton
Bruce Carton
Why "Wall Street is Set for a Much Easier Ride" Under Incoming SEC Chair Atkins

Why "Wall Street is Set for a Much Easier Ride" Under Incoming SEC Chair Atkins

Plus "The Egg by Enron: Nuclear you can trust."

Bruce Carton
Bruce Carton
FirstBack
12345678
Next Last