Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.

Archive

SEC and Ripple Dismiss Appeals, Ending Over Four Years of Litigation

SEC and Ripple Dismiss Appeals, Ending Over Four Years of Litigation

Plus Paxos settles matter with NYDFS for a total of over $48 million.

Bruce Carton
Bruce Carton
"No-Deny" SEC Settlements? No Problem!

"No-Deny" SEC Settlements? No Problem!

Plus Pres. Trump is set to sign an order today allowing for private assets in 401(k)s.

Bruce Carton
Bruce Carton
Will the SEC Follow the DOJ in Scaling Back Enforcement of the FCPA?

Will the SEC Follow the DOJ in Scaling Back Enforcement of the FCPA?

Plus the $30-$40 million/year lawyers have arrived.💰

Bruce Carton
Bruce Carton
Law Firm Fenwick & West Hits it Big with 900,000 Shares in Figma IPO

Law Firm Fenwick & West Hits it Big with 900,000 Shares in Figma IPO

Plus "tokenization" remains the song of the summer.

Bruce Carton
Bruce Carton
SEC Taking its Crypto Task Force on the Road

SEC Taking its Crypto Task Force on the Road

Plus please send your nominations for our “Enforcement Elite” for 2025 and our “Enforcement Hall of Fame.”

Bruce Carton
Bruce Carton
Seeking Nominations for Securities Docket’s "Enforcement Elite" for 2025 and for our "Enforcement Hall of Fame"

Seeking Nominations for Securities Docket’s "Enforcement Elite" for 2025 and for our "Enforcement Hall of Fame"

Please submit nominations until Friday, October 3, 2025.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: "Despite What the SEC Has Said In the Past, Most Crypto Assets Are Not Securities"

SEC Chairman Atkins: "Despite What the SEC Has Said In the Past, Most Crypto Assets Are Not Securities"

Plus the Second Circuit overturns the conviction in the first insider trading case involving digital assets.

Bruce Carton
Bruce Carton
Securities Class Action Report Shows Rise in Dollar Value, Number of AI-Related Cases

Securities Class Action Report Shows Rise in Dollar Value, Number of AI-Related Cases

Plus a new White House report urges "pro-innovation mindset."

Bruce Carton
Bruce Carton
Early-Bird Registration Ends Tomorrow for Securities Enforcement Forum Central 2025!

Early-Bird Registration Ends Tomorrow for Securities Enforcement Forum Central 2025!

Five great reasons (and one bonus reason) to register now and save 25% for this event.

Bruce Carton
Bruce Carton
Today: White House Crypto Working Group to Release Policy Report on Tokenization

Today: White House Crypto Working Group to Release Policy Report on Tokenization

Plus Denver pastor who may have "misheard" God indicted in crypto scheme.

Bruce Carton
Bruce Carton
France Investigating Insider Trading Gang that Courted Business School Students/Future Bankers

France Investigating Insider Trading Gang that Courted Business School Students/Future Bankers

Plus the SEC looks to replace all five PCAOB Commissioners.

Bruce Carton
Bruce Carton
SEC Brings Settled Insider Trading Case Related to Potential US Xpress Acquisition

SEC Brings Settled Insider Trading Case Related to Potential US Xpress Acquisition

Plus does an SEC-CFTC merger "make a lot of sense?"

Bruce Carton
Bruce Carton
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