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Court Ends SEC's Case Over Allen Stanford Fraud After 16 Years

Court Ends SEC's Case Over Allen Stanford Fraud After 16 Years

Plus a poll: Will Trump pardon Sam Bankman-Fried?

Bruce Carton
Bruce Carton
SEC Commissioner Peirce Flags Agency for "Management Through Enforcement"

SEC Commissioner Peirce Flags Agency for "Management Through Enforcement"

Plus R.I.P. Yolanda Holtzee.

Bruce Carton
Bruce Carton
Sam Waldon Named Acting Director of SEC’s Division of Enforcement

Sam Waldon Named Acting Director of SEC’s Division of Enforcement

Plus Happy Securities Enforcement Forum New York Eve!

Bruce Carton
Bruce Carton
SEC Rescinds Controversial SAB 121 on Crypto Tax Accounting

SEC Rescinds Controversial SAB 121 on Crypto Tax Accounting

Plus Trump signs executive order "Strengthening American Leadership in Digital Financial Technology.”

Bruce Carton
Bruce Carton
Coinbase Petition to Second Circuit: Trades on Our Platform Do Not Trigger Federal Securities Laws

Coinbase Petition to Second Circuit: Trades on Our Platform Do Not Trigger Federal Securities Laws

Plus will DOGE actually merge the SEC and CFTC?

Bruce Carton
Bruce Carton
Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Acting SEC Chairman Mark Uyeda Announces First Step of "SEC Crypto 2.0"

Plus what appears to be the SEC’s first AI-washing enforcement action against a reporting company.

Bruce Carton
Bruce Carton
SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

SEC Commissioner Mark Uyeda Named Acting Chair of the Agency

Plus Trump signs Day One executive order requiring all federal workers to return to in-person work five days a week.

Bruce Carton
Bruce Carton
Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Sanjay Wadhwa, Acting SEC Director of Enforcement, Will Depart Agency on January 31

Plus the SEC charges GrubMarket with overstating historical revenues by approximately $550 million.

Bruce Carton
Bruce Carton
SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Investment Models

Plus will the SEC freeze or withdraw its crypto cases not alleging fraud?

Bruce Carton
Bruce Carton
SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

SEC Charges Four Individuals With Fraudulent Scheme to Trade in Advance of Follow-On Offerings

Plus the pre-eminent short seller is tired of fighting, will switch to "low-stress investments."

Bruce Carton
Bruce Carton
SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

SEC Charges Elon Musk with Violating Beneficial Ownership Reporting Requirements Related to Twitter

Plus a 60% spike in the number of cybersecurity incidents disclosed by public companies after new SEC rules went into effect.

Bruce Carton
Bruce Carton
Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Third Circuit to SEC on Agency Not Making Crypto Rules: "Explain Yourself"

Plus one more "off-channel communications" sweep for the road.

Bruce Carton
Bruce Carton
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