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Why "Zombie Crypto" Firm Terra is Still Prominent at Washington Nationals Games

Jul 24, 2026

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4 min read

Why "Zombie Crypto" Firm Terra is Still Prominent at Washington Nationals Games

Plus Anthropic may require all employees, not just senior executives, to trade its stock through a 10b5-1 trading plan.

Bruce Carton
Bruce Carton
SEC Announces Sam Waldon, Principal Deputy Director of Enforcement, to Depart Agency on July 31

Jul 23, 2026

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4 min read

SEC Announces Sam Waldon, Principal Deputy Director of Enforcement, to Depart Agency on July 31

Plus Senate Democrats still holding up CLARITY Act over ethics concerns.

Bruce Carton
Bruce Carton
Congressman Asks SEC to Investigate Truth Social's Plan to Sell Real-Time Access

Jul 22, 2026

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3 min read

Congressman Asks SEC to Investigate Truth Social's Plan to Sell Real-Time Access

Plus another sentencing in the $100 million deli case from 2022.

Bruce Carton
Bruce Carton
SEC's CETU Unit Charges Mining Automatic and Founder With Fraudulent Crypto Asset Mining Scheme

Jul 21, 2026

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4 min read

SEC's CETU Unit Charges Mining Automatic and Founder With Fraudulent Crypto Asset Mining Scheme

Plus how crypto D&O risk Is evolving.

Bruce Carton
Bruce Carton
SEC Charges Former Director of Company, Friends with Insider Trading Before Acquisition of ExOne

Jul 20, 2026

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4 min read

SEC Charges Former Director of Company, Friends with Insider Trading Before Acquisition of ExOne

Plus the SEC's OIG finds an SEC employee shared information about an ongoing enforcement investigation with her son.

Bruce Carton
Bruce Carton
CFTC Investigating Pres. Trump's Teleprompter Operator for Potential Insider Trading on Kalshi

Jul 17, 2026

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4 min read

CFTC Investigating Pres. Trump's Teleprompter Operator for Potential Insider Trading on Kalshi

Plus SEC receives record amount of feedback on plan to scrap quarterly financial disclosures.

Bruce Carton
Bruce Carton
President and Senators to Meet Today to Work Through Ethics Demands for Clarity Act

Jul 16, 2026

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3 min read

President and Senators to Meet Today to Work Through Ethics Demands for Clarity Act

Plus the one thing that is unanimous in the U.S. Senate: No clemency for SBF.

Bruce Carton
Bruce Carton
"One-Man CFTC" Allows for Quick  Rulemaking

Jul 15, 2026

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3 min read

"One-Man CFTC" Allows for Quick Rulemaking

Plus has private litigation filled the gap left by the SEC's crypto pullback?

Bruce Carton
Bruce Carton
DOJ Sets "25 Open Matters" Quota for AUSAs

Jul 14, 2026

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4 min read

DOJ Sets "25 Open Matters" Quota for AUSAs

Plus an ethics provision for senior government officials continues to stall passage of Clarity Act.

Bruce Carton
Bruce Carton
DOJ Drops Charges in Alleged $772 Million Crypto Fraud

Jul 13, 2026

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3 min read

DOJ Drops Charges in Alleged $772 Million Crypto Fraud

Plus top Dems call for probe into Pres. Trump's crypto earnings.

Bruce Carton
Bruce Carton
White House: We Requested Names of Dems for SEC Vacancies, Never Received Any

Jul 10, 2026

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4 min read

White House: We Requested Names of Dems for SEC Vacancies, Never Received Any

Plus Paul Grewal is departing Coinbase after six years.

Bruce Carton
Bruce Carton
Court Approves SEC-Musk Settlement: "Not a Rubber Stamp" but Also "Not an Ombudsman"

Jul 9, 2026

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3 min read

Court Approves SEC-Musk Settlement: "Not a Rubber Stamp" but Also "Not an Ombudsman"

Plus SEC Enforcement's Kate Zoladz and Kim Frederick to lead new Retail Fraud Working Group.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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