Archive

FTX and CFTC Reach $4 Billion Settlement Agreement

FTX and CFTC Reach $4 Billion Settlement Agreement

Plus the winner of yesterday's acronym contest: The INSIDER Act.

Bruce Carton
Bruce Carton
Sweeping Changes Coming to Delaware Corporate Law

Sweeping Changes Coming to Delaware Corporate Law

Plus a contest to name the next Act to stop Congressional trading 😀

Bruce Carton
Bruce Carton
Coinbase's Effort to Subpoena SEC Chair Gensler Hits Roadblock

Coinbase's Effort to Subpoena SEC Chair Gensler Hits Roadblock

Plus the astronomical stakes in the legal fee battle over Elon Musk's pay package.

Bruce Carton
Bruce Carton
Archegos Founder Hwang Convicted on 10 Counts Following Collapse of Firm

Archegos Founder Hwang Convicted on 10 Counts Following Collapse of Firm

Plus SEC Enforcement Director Grewal offers an "epilogue" on crypto enforcement.

Bruce Carton
Bruce Carton
Is Jarkesy of "Limited Significance" to SEC Enforcement?

Is Jarkesy of "Limited Significance" to SEC Enforcement?

Plus SEC argues Pfizer has no right to $75 million remaining in fund for investors harmed by insider trading.

Bruce Carton
Bruce Carton
Jarkesy and the Loss of the SEC's In-House Court Expertise

Jarkesy and the Loss of the SEC's In-House Court Expertise

Plus the Republican party platform promises to end "unlawful and unAmerican Crypto crackdown."

Bruce Carton
Bruce Carton
"C'mon, Do Something" Edition

"C'mon, Do Something" Edition

Plus save the date for Securities Enforcement Forum Central 2024 (September 24, 2024)!

Bruce Carton
Bruce Carton
Supreme Court Delivers One More Punch to Agencies with Corner Post Decision

Supreme Court Delivers One More Punch to Agencies with Corner Post Decision

Plus U.S. law firms "smell opportunity" following Supreme Court rulings.

Bruce Carton
Bruce Carton
SEC Charges Silvergate With Negligence-Based Fraud Concerning Compliance Program

SEC Charges Silvergate With Negligence-Based Fraud Concerning Compliance Program

Plus Securities Enforcement Forum Central is set for September 24 at the Ritz-Carlton Chicago!

Bruce Carton
Bruce Carton
1-2 Punch: Supreme Court Follows Jarkesy With Loper Opinion, Overruling Chevron

1-2 Punch: Supreme Court Follows Jarkesy With Loper Opinion, Overruling Chevron

Plus a poll: which Supreme Court case from last week will have a greater impact on the SEC?

Bruce Carton
Bruce Carton
Jarkesy: Supreme Court Holds Defendant Entitled to Jury Trial When SEC Seeks Civil Penalties

Jarkesy: Supreme Court Holds Defendant Entitled to Jury Trial When SEC Seeks Civil Penalties

Plus SEC's Grewal concerned, sees risks in private credit valuations.

Bruce Carton
Bruce Carton
SEC Issues Specific Guidance on Determining Materiality for Cybersecurity Disclosures

SEC Issues Specific Guidance on Determining Materiality for Cybersecurity Disclosures

Plus lock your doors if you own crypto.

Bruce Carton
Bruce Carton
FirstBack
4567891011
Next Last