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LogoDaily Update from Securities Docket

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"Funding Secured" Trial Against Tesla and Musk Begins in San Francisco

Jan 17, 2023

•

6 min read

"Funding Secured" Trial Against Tesla and Musk Begins in San Francisco

Plus two dismissals last week in SPAC-related cases may prove significant.

Bruce Carton
Bruce Carton
Considering the Attorney-Client Privilege Issues Raised in SEC's Dispute With Covington

Jan 16, 2023

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6 min read

Considering the Attorney-Client Privilege Issues Raised in SEC's Dispute With Covington

Plus what percentage of public companies are committing securities fraud?

Bruce Carton
Bruce Carton
SEC Sues Genesis and Gemini for Unregistered Offer and Sale of Crypto Asset Securities

Jan 13, 2023

•

10 min read

SEC Sues Genesis and Gemini for Unregistered Offer and Sale of Crypto Asset Securities

Plus will the "funding secured" securities class action against Tesla actually go to trial?

Bruce Carton
Bruce Carton
SEC Files Subpoena Enforcement Action Against Covington

Jan 12, 2023

•

7 min read

SEC Files Subpoena Enforcement Action Against Covington

Plus is a professor's SPAC lawsuit a "full employment act" for corporate litigators?

Bruce Carton
Bruce Carton
Senators Make "Inappropriate" Effort to Question Sullivan & Cromwell as FTX Lead Bankruptcy Counsel

Jan 11, 2023

•

6 min read

Senators Make "Inappropriate" Effort to Question Sullivan & Cromwell as FTX Lead Bankruptcy Counsel

Plus Tether gets booted from Crypto.com in Canada.

Bruce Carton
Bruce Carton
Defendant in Crypto Insider Trading Case Gets 10 Month Sentence

Jan 10, 2023

•

7 min read

Defendant in Crypto Insider Trading Case Gets 10 Month Sentence

Plus a third top person at FTX is now meeting with prosecutors.

Bruce Carton
Bruce Carton
Prosecutors Subpoena Hedge Funds on Dealings with Binance

Jan 9, 2023

•

7 min read

Prosecutors Subpoena Hedge Funds on Dealings with Binance

Plus the SEC sues ex-CEO of McDonalds for false statements about his termination.

Bruce Carton
Bruce Carton
SEC: CoinDeal Offered 56 Million Percent Return (Plus a Bentley)

Jan 6, 2023

•

9 min read

SEC: CoinDeal Offered 56 Million Percent Return (Plus a Bentley)

Plus Bankman Fried's curious argument why he should control $460 million in disputed Robinhood shares.

Bruce Carton
Bruce Carton
FTX's Former Chief Regulatory Lawyer Now a Cooperating Witness

Jan 5, 2023

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8 min read

FTX's Former Chief Regulatory Lawyer Now a Cooperating Witness

Plus the SEC brings charges in $45 million CoinDeal crypto scheme.

Bruce Carton
Bruce Carton
"Not Guilty"-- Bankman-Fried Plea Sets Up October 2 Trial

Jan 4, 2023

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9 min read

"Not Guilty"-- Bankman-Fried Plea Sets Up October 2 Trial

Plus the SEC sues a former SPAC CFO for stealing over $5 million.

Bruce Carton
Bruce Carton
Crypto Hack Lawsuits Reach New High in 2022

Jan 3, 2023

•

6 min read

Crypto Hack Lawsuits Reach New High in 2022

Plus auditors' crypto reports just a "number matching exercise" that "didn't fool anybody"

Bruce Carton
Bruce Carton
Why is This Company Intentionally Building "The World’s Largest Collection of Worthless NFTs"?

Jan 2, 2023

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7 min read

Why is This Company Intentionally Building "The World’s Largest Collection of Worthless NFTs"?

Plus a shoutout to Judge Sporkin: “Where were the lawyers and accountants” in crypto?

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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