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LogoDaily Update from Securities Docket

Archive

SDNY Judge Dismisses Class Action Against Coinbase for Selling Unregistered Securities

Feb 2, 2023

•

8 min read

SDNY Judge Dismisses Class Action Against Coinbase for Selling Unregistered Securities

Plus a poll on best practices for fleeing the country.

Bruce Carton
Bruce Carton
Will SEC's Crypto Insider Trading Case Lead to Crypto Ice Age?

Feb 1, 2023

•

8 min read

Will SEC's Crypto Insider Trading Case Lead to Crypto Ice Age?

Plus SEC says it cares about companies' climate disclosure, not behavior.

Bruce Carton
Bruce Carton
The "Elon Sweep"

Jan 31, 2023

•

7 min read

The "Elon Sweep"

Plus examiner finds Celsius used new customer funds to pay for withdrawals.

Bruce Carton
Bruce Carton
DOJ and SEC Bear Down on Private Funds

Jan 30, 2023

•

7 min read

DOJ and SEC Bear Down on Private Funds

Plus Sullivan & Cromwell Strikes Gold in FTX Bankruptcy Work

Bruce Carton
Bruce Carton
SEC Reportedly Probing Investment Advisers on Crypto Custody Compliance

Jan 27, 2023

•

8 min read

SEC Reportedly Probing Investment Advisers on Crypto Custody Compliance

Plus will retail investors actually be demonstrating outside the SEC today?

Bruce Carton
Bruce Carton
Morgan Stanley Slams its Bankers with Fines Over $1 Million for Using WhatsApp

Jan 26, 2023

•

9 min read

Morgan Stanley Slams its Bankers with Fines Over $1 Million for Using WhatsApp

Plus the coming tidal wave of ESG-related securities class actions

Bruce Carton
Bruce Carton
Poll: Fix Crypto or Let it Burn?

Jan 25, 2023

•

10 min read

Poll: Fix Crypto or Let it Burn?

Plus take a guess what the PELOSI Act would ban....

Bruce Carton
Bruce Carton
Theranos' Holmes Denies Trying to Flee the Country

Jan 24, 2023

•

7 min read

Theranos' Holmes Denies Trying to Flee the Country

Plus SEC Commissioner Peirce lays out her vision for the SEC and crypto.

Bruce Carton
Bruce Carton
Why Big Crypto's "Regulation by Enforcement" Mantra is "Utter Nonsense"

Jan 23, 2023

•

9 min read

Why Big Crypto's "Regulation by Enforcement" Mantra is "Utter Nonsense"

Plus why did Elizabeth Holmes book a one-way ticket to Mexico after her conviction?

Bruce Carton
Bruce Carton
SEC Files Settled $45 Million Case Against NEXO for Unregistered Crypto Offering

Jan 20, 2023

•

8 min read

SEC Files Settled $45 Million Case Against NEXO for Unregistered Crypto Offering

Plus why was Elon Musk selling Tesla shares before missed forecast that crashed stock?

Bruce Carton
Bruce Carton
How Alameda Research Got to Play the Market on "God Mode"

Jan 19, 2023

•

10 min read

How Alameda Research Got to Play the Market on "God Mode"

Plus a CFTC commissioner says lawyers and accountants need to look in the mirror for FTX blame.

Bruce Carton
Bruce Carton
The Proposed Private Fund Advisers Rule that VCs Hate

Jan 18, 2023

•

9 min read

The Proposed Private Fund Advisers Rule that VCs Hate

Plus public companies grapple with the implications of the SEC's recent case against McDonalds.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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