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LogoDaily Update from Securities Docket

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Elizabeth Holmes Tells Court She "Won't Be Reporting to Prison" ... For Now

Apr 27, 2023

•

8 min read

Elizabeth Holmes Tells Court She "Won't Be Reporting to Prison" ... For Now

Plus PwC to invest $1 billion in AI to help automate audit and other services.

Bruce Carton
Bruce Carton
Binance Now Facing Off With DOJ, SEC and CFTC

Apr 26, 2023

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9 min read

Binance Now Facing Off With DOJ, SEC and CFTC

Plus Binance terminates $1.3 billion purchase of Voyager's assets due to "hostile regulatory climate."

Bruce Carton
Bruce Carton
Coinbase Sues its Own Regulator, Demands "Regulatory Clarity" from SEC

Apr 25, 2023

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7 min read

Coinbase Sues its Own Regulator, Demands "Regulatory Clarity" from SEC

Plus holes in clawback laws allow SVB and Signature Bank CEOs to keep compensation.

Bruce Carton
Bruce Carton
Theranos COO Bałwani Becomes Inmate Number 24966-111

Apr 24, 2023

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8 min read

Theranos COO Bałwani Becomes Inmate Number 24966-111

Plus -- accountants, this is your moment!

Bruce Carton
Bruce Carton
SEC Probing Retailers' Use of Misleading Alternative Accounting Measures

Apr 21, 2023

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8 min read

SEC Probing Retailers' Use of Misleading Alternative Accounting Measures

Plus the SEC brings a "fine wine investment fraud" case.

Bruce Carton
Bruce Carton
Taylor Swift: Singer, Songwriter, Securities Law Expert

Apr 20, 2023

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7 min read

Taylor Swift: Singer, Songwriter, Securities Law Expert

Plus judge's failure to poll individual jurors leads to new trial in SEC case.

Bruce Carton
Bruce Carton
SEC Chair Gensler's House Testimony: "I’ve Never Seen a Field That is So Noncompliant"

Apr 19, 2023

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11 min read

SEC Chair Gensler's House Testimony: "I’ve Never Seen a Field That is So Noncompliant"

Plus the SEC sues Betterment for misstatements regarding tax loss harvesting service.

Bruce Carton
Bruce Carton
SEC Sues Bittrex for Operating Unregistered Exchange ... Who is Next?

Apr 18, 2023

•

10 min read

SEC Sues Bittrex for Operating Unregistered Exchange ... Who is Next?

Plus SEC Chair Gensler heads to Capitol Hill to face a "hostile" House Financial Services Committee.

Bruce Carton
Bruce Carton
New Supreme Court Decision Impacts SEC Enforcement Via Administrative Proceedings

Apr 17, 2023

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8 min read

New Supreme Court Decision Impacts SEC Enforcement Via Administrative Proceedings

Plus the SEC issues another Wells Notice to a crypto exchange.

Bruce Carton
Bruce Carton
House Committee Demands SEC Produce Records on SBF Arrest by Monday, Or Else

Apr 14, 2023

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7 min read

House Committee Demands SEC Produce Records on SBF Arrest by Monday, Or Else

Plus CFTC Chair says Binance intentionally broke CFTC rules.

Bruce Carton
Bruce Carton
FTX Lawyers Tell Court "the Dumpster Fire is Out"

Apr 13, 2023

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8 min read

FTX Lawyers Tell Court "the Dumpster Fire is Out"

Plus how U.S. authorities finally tracked down $3.4 billion in stolen Bitcoin.

Bruce Carton
Bruce Carton
Lawmakers Probe “Mutual Backscratching Dynamic” Between SVB and VCs.

Apr 12, 2023

•

11 min read

Lawmakers Probe “Mutual Backscratching Dynamic” Between SVB and VCs.

Plus the SEC is actively hiring attorneys for its Crypto Assets and Cyber Unit.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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