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Crypto Bankruptcies Result in "$700 Million Bonanza" for Lawyers, Consultants

Sep 5, 2023

•

9 min read

Crypto Bankruptcies Result in "$700 Million Bonanza" for Lawyers, Consultants

Plus SEC goes back to the future with an internet message board case.

Bruce Carton
Bruce Carton
SEC Pushes Decisions on Pending Bitcoin ETF Applications to October

Sep 1, 2023

•

9 min read

SEC Pushes Decisions on Pending Bitcoin ETF Applications to October

Plus the DOJ and SEC are investigating a "secret glass house" for Elon Musk.

Bruce Carton
Bruce Carton
What is the SEC's Next Move Following Defeat on Grayscale Bitcoin ETF?

Aug 31, 2023

•

6 min read

What is the SEC's Next Move Following Defeat on Grayscale Bitcoin ETF?

Plus reports of an SEC sweep regarding private funds' use of A.I.

Bruce Carton
Bruce Carton
D.C. Circuit Holds SEC's Denial of Grayscale’s Bitcoin ETF was Arbitrary and Capricious

Aug 30, 2023

•

11 min read

D.C. Circuit Holds SEC's Denial of Grayscale’s Bitcoin ETF was Arbitrary and Capricious

Plus what are the implications of the SEC's unusual sealed motion in the Binance case?

Bruce Carton
Bruce Carton
SEC Charges Impact Theory with $30 Million Unregistered Offering of NFTs

Aug 29, 2023

•

9 min read

SEC Charges Impact Theory with $30 Million Unregistered Offering of NFTs

Plus Sam Bankman-Fried appeals his jailing as trial grows near.

Bruce Carton
Bruce Carton
SEC Charges 3M for FCPA Violations by 3M-China

Aug 28, 2023

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9 min read

SEC Charges 3M for FCPA Violations by 3M-China

Plus the SEC awards a whistleblower $18 million.

Bruce Carton
Bruce Carton
Morgan Stanley Fined in UK Over WhatsApp Use

Aug 25, 2023

•

8 min read

Morgan Stanley Fined in UK Over WhatsApp Use

Plus why private funds are "exhaling" after the SEC's release of new final rules.

Bruce Carton
Bruce Carton
SEC, DOJ Charge Former "Visiting Attorney" at Gibson Dunn with Insider Trading

Aug 24, 2023

•

10 min read

SEC, DOJ Charge Former "Visiting Attorney" at Gibson Dunn with Insider Trading

Plus prosecutors unseal indictment against alleged founders of Tornado Cash.

Bruce Carton
Bruce Carton
Are Tweets "Socially Acceptable Securities Fraud?"

Aug 23, 2023

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9 min read

Are Tweets "Socially Acceptable Securities Fraud?"

Plus the first NFT insider trading conviction results in a three month prison sentence.

Bruce Carton
Bruce Carton
"Uncivil Procedure" -- Is SEC Enforcement Becoming Criminal in Nature?

Aug 22, 2023

•

8 min read

"Uncivil Procedure" -- Is SEC Enforcement Becoming Criminal in Nature?

Plus a federal court upholds U.S. sanctions on Tornado Cash.

Bruce Carton
Bruce Carton
SEC Sues Investment Adviser for Using Misleading Hypothetical Performance Metrics

Aug 21, 2023

•

9 min read

SEC Sues Investment Adviser for Using Misleading Hypothetical Performance Metrics

Plus SBF doesn't want to WFH (a jail).

Bruce Carton
Bruce Carton
Daily Update Returns August 17

Aug 15, 2023

•

1 min read

Daily Update Returns August 17

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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