SEC Charges 3M for FCPA Violations by 3M-China

Plus the SEC awards a whistleblower $18 million.

Morgan Stanley Fined in UK Over WhatsApp Use

Plus why private funds are "exhaling" after the SEC's release of new final rules.

SEC, DOJ Charge Former "Visiting Attorney" at Gibson Dunn with Insider Trading

Plus prosecutors unseal indictment against alleged founders of Tornado Cash.

Are Tweets "Socially Acceptable Securities Fraud?"

Plus the first NFT insider trading conviction results in a three month prison sentence.

"Uncivil Procedure" -- Is SEC Enforcement Becoming Criminal in Nature?

Plus a federal court upholds U.S. sanctions on Tornado Cash.

SEC Sues Investment Adviser for Using Misleading Hypothetical Performance Metrics

Plus SBF doesn't want to WFH (a jail).

Daily Update Returns August 17

Judge Revokes Bankman-Fried's Bail, Sends Him to Brooklyn Jail Until Trial

Plus U.S. Senator Lummis joins amicus brief asking court to dismiss SEC's case against Coinbase.

SEC Charges Grupo Aval with FCPA Violations, Agrees to $40 Million Settlement

Plus the SEC settles with crypto firm Bittrex and former CEO over "unregistered exchange."

SEC Notifies Court it Will Appeal Ripple Labs Crypto Decision

Plus why "caring about diversity is securities fraud, and not caring about diversity is securities fraud."

SEC Strikes Again with Recordkeeping / "WhatsApp" Charges Against 11 Wall Street Firms

Plus is it time to ease up on punitive sanctions in insider trading cases?

SEC Charges Fund Administrator for Missing Red Flags of Fraud Against Private Fund

Plus be careful before you label the securities class action against your company as "without merit."