SEC's Flurry of Cases to Close Year Results in "Bonanza" for Big Law

Plus passing inside information to a tippee via Xbox 360 chat.

Judge Rules Bankman-Fried Can't Blame Lawyers (Yet) as Trial Starts Tomorrow

Plus the SEC files a must-read insider trading case against a former Goldman banker.

This Newsletter is Off Today, Back Monday

Report: SEC Settlement with B-Ds and Investment Advisers in WhatsApp Probe is Imminent

Plus SEC charges three brothers with insider trading.

SEC Charges Hyzon Motors and Former Execs with Misleading Investors

Plus SEC Chair Gensler will testify before the House Financial Services Committee today.

SEC Charges GTT Communications with Disclosure Failures Over Adjustments to Operating Income

Plus the SEC comes for the "The Cash Flow King" podcast.

SEC Collects Thousands of Private Messages from Over a Dozen Investment Companies

Plus the SEC charges a Deutsche Bank subsidiary with AML and ESG-related violations.

The New NFT Valuation Math: Multiply by Zero

Plus the SEC charges Mexico-based company and CEO with Ponzi, affinity fraud.

SEC Charges Firm, Owner with Acting as Unregistered Investment Adviser to Russian Billionaire

Plus the law firms who successfully sued Tesla's board seek $10,000/hour in fees.

See you at Securities Enforcement Forum Central 2023!

Today at the Four Seasons Hotel Chicago and online.

FTX's Bankman-Fried "Blames Everyone But Himself"

Plus "furious" SEC defendants claim dollar amount of fines has become unreasonably high.

SEC Charges Investment Adviser and Owner with Cherry-Picking Profitable Trades 🍒

Plus the stampede of top execs leaving Binance.US continues.