Archive

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Bruce Carton

SEC Agrees to Drop Crypto Case Against Cumberland DRW

Mar 5, 2025

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8 min read

SEC Agrees to Drop Crypto Case Against Cumberland DRW

Plus the impact of DOGE on corporate compliance and audit teams.

Bruce Carton

Mar 4, 2025

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6 min read

SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

Plus the GSA plans to terminate leases on SEC's L.A, Philadelphia, and Chicago offices, and look for new space.

Bruce Carton

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Mar 3, 2025

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8 min read

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Plus SEC commissioners, community express support for Enforcement staff.

Bruce Carton

Weekly Update from Securities Docket for March 1, 2025

Mar 1, 2025

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3 min read

Weekly Update from Securities Docket for March 1, 2025

Plus some stray Tweets from last week.

Bruce Carton

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

Feb 28, 2025

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7 min read

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

Plus the SEC's Reverse Sweep in crypto continues as it drops ConsenSys case.

Bruce Carton

Feb 27, 2025

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11 min read

The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

Plus the SEC has instructed all staff to return to the office full time starting April 14.

Bruce Carton

Feb 26, 2025

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8 min read

SEC Closes Investigation into DeFi Exchange Uniswap, Will Take No Action

Plus an unusual request in Musk case that SEC staff declare that they had "not been motivated by politics."

Bruce Carton

SEC Reportedly Plans to Eliminate Regional Director Role as Part of Cost-Cutting

Feb 25, 2025

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8 min read

SEC Reportedly Plans to Eliminate Regional Director Role as Part of Cost-Cutting

Plus the SEC closes its investigation into Robinhood Crypto.

Bruce Carton

Coinbase Says SEC Has Agreed to Drop Lawsuit

Feb 24, 2025

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7 min read

Coinbase Says SEC Has Agreed to Drop Lawsuit

Plus don't bother asking the U.S. Marshals Service how much Bitcoin it holds.

Bruce Carton

Breaking Down the SEC's New "Cyber and Emerging Technologies Unit"

Feb 21, 2025

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7 min read

Breaking Down the SEC's New "Cyber and Emerging Technologies Unit"

Plus the SEC may be left holding the bag in the Nikola Corp. bankruptcy.

Bruce Carton

Feb 20, 2025

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6 min read

DOGE at the SEC's Door?

Plus the war in the "Sovereign District of New York."

Bruce Carton

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Registration Now Open for Securities Enforcement Forum ______!

SEC Agrees to Drop Crypto Case Against Cumberland DRW

SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Weekly Update from Securities Docket for March 1, 2025

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

SEC Closes Investigation into DeFi Exchange Uniswap, Will Take No Action

SEC Reportedly Plans to Eliminate Regional Director Role as Part of Cost-Cutting

Coinbase Says SEC Has Agreed to Drop Lawsuit

Breaking Down the SEC's New "Cyber and Emerging Technologies Unit"

DOGE at the SEC's Door?

Daily Update from Securities Docket

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