Archive

The "Hobson’s Choice" of the SEC's No-Deny Rule in Settlements

Plus the SEC files a settled enforcement action for a manipulative options spoofing scheme.

Bruce Carton

Binance Founder CZ Deploys "Full Playbook" in Effort to Gain Pardon

Aug 11, 2025

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5 min read

Binance Founder CZ Deploys "Full Playbook" in Effort to Gain Pardon

Plus kangaroo-nicorns.

Bruce Carton

SEC and Ripple Dismiss Appeals, Ending Over Four Years of Litigation

Aug 8, 2025

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7 min read

SEC and Ripple Dismiss Appeals, Ending Over Four Years of Litigation

Plus Paxos settles matter with NYDFS for a total of over $48 million.

Bruce Carton

Aug 7, 2025

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9 min read

"No-Deny" SEC Settlements? No Problem!

Plus Pres. Trump is set to sign an order today allowing for private assets in 401(k)s.

Bruce Carton

Will the SEC Follow the DOJ in Scaling Back Enforcement of the FCPA?

Aug 6, 2025

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8 min read

Will the SEC Follow the DOJ in Scaling Back Enforcement of the FCPA?

Plus the $30-$40 million/year lawyers have arrived.💰

Bruce Carton

Law Firm Fenwick & West Hits it Big with 900,000 Shares in Figma IPO

Aug 5, 2025

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8 min read

Law Firm Fenwick & West Hits it Big with 900,000 Shares in Figma IPO

Plus "tokenization" remains the song of the summer.

Bruce Carton

SEC Taking its Crypto Task Force on the Road

Aug 4, 2025

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8 min read

SEC Taking its Crypto Task Force on the Road

Plus please send your nominations for our “Enforcement Elite” for 2025 and our “Enforcement Hall of Fame.”

Bruce Carton

Aug 1, 2025

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4 min read

Seeking Nominations for Securities Docket’s "Enforcement Elite" for 2025 and for our "Enforcement Hall of Fame"

Please submit nominations until Friday, October 3, 2025.

Bruce Carton

SEC Chairman Atkins: "Despite What the SEC Has Said In the Past, Most Crypto Assets Are Not Securities"

Aug 1, 2025

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8 min read

SEC Chairman Atkins: "Despite What the SEC Has Said In the Past, Most Crypto Assets Are Not Securities"

Plus the Second Circuit overturns the conviction in the first insider trading case involving digital assets.

Bruce Carton

Securities Class Action Report Shows Rise in Dollar Value, Number of AI-Related Cases

Jul 31, 2025

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9 min read

Securities Class Action Report Shows Rise in Dollar Value, Number of AI-Related Cases

Plus a new White House report urges "pro-innovation mindset."

Bruce Carton

Early-Bird Registration Ends Tomorrow for Securities Enforcement Forum Central 2025!

Jul 30, 2025

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3 min read

Early-Bird Registration Ends Tomorrow for Securities Enforcement Forum Central 2025!

Five great reasons (and one bonus reason) to register now and save 25% for this event.

Bruce Carton

Today: White House Crypto Working Group to Release Policy Report on Tokenization

Jul 30, 2025

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6 min read

Today: White House Crypto Working Group to Release Policy Report on Tokenization

Plus Denver pastor who may have "misheard" God indicted in crypto scheme.

Bruce Carton

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The "Hobson’s Choice" of the SEC's No-Deny Rule in Settlements

Binance Founder CZ Deploys "Full Playbook" in Effort to Gain Pardon

SEC and Ripple Dismiss Appeals, Ending Over Four Years of Litigation

"No-Deny" SEC Settlements? No Problem!

Will the SEC Follow the DOJ in Scaling Back Enforcement of the FCPA?

Law Firm Fenwick & West Hits it Big with 900,000 Shares in Figma IPO

SEC Taking its Crypto Task Force on the Road

Seeking Nominations for Securities Docket’s "Enforcement Elite" for 2025 and for our "Enforcement Hall of Fame"

SEC Chairman Atkins: "Despite What the SEC Has Said In the Past, Most Crypto Assets Are Not Securities"

Securities Class Action Report Shows Rise in Dollar Value, Number of AI-Related Cases

Early-Bird Registration Ends Tomorrow for Securities Enforcement Forum Central 2025!

Today: White House Crypto Working Group to Release Policy Report on Tokenization

Daily Update from Securities Docket

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