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LogoDaily Update from Securities Docket

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SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

May 28, 2026

•

4 min read

SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

Plus the CFTC seeks to undo a prior settlement with Gemini.

Bruce Carton
Bruce Carton
Spain Shuts Down Polymarket and Kalshi for Offering Betting Products Without Required Licenses

May 27, 2026

•

3 min read

Spain Shuts Down Polymarket and Kalshi for Offering Betting Products Without Required Licenses

Plus video of Coinbase CLO Paul Grewal's Keynote at Securities Enforcement Forum West.

Bruce Carton
Bruce Carton
House Opens Investigation Into Use of Inside Information on Kalshi and Polymarket

May 26, 2026

•

4 min read

House Opens Investigation Into Use of Inside Information on Kalshi and Polymarket

Plus the "steamrolling" of the CFTC by prediction markets and crypto firms.

Bruce Carton
Bruce Carton
How Insider Trading on Predictions Markets Poses National Security Concerns

May 22, 2026

•

2 min read

How Insider Trading on Predictions Markets Poses National Security Concerns

Plus SEC Commissioner Peirce to join Regent University School of Law as Associate Professor.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Monday.

May 21, 2026

•

1 min read

This newsletter is off today, back on Monday.

Bruce Carton
Bruce Carton
Minnesota Bans Prediction Markets, is Immediately Sued by CFTC

May 20, 2026

•

4 min read

Minnesota Bans Prediction Markets, is Immediately Sued by CFTC

Plus is allowing bets on private market company shares the "death of securities regulation?"

Bruce Carton
Bruce Carton
SEC Puts an End to Its Long-Standing "No Denial" Settlement Policy

May 19, 2026

•

3 min read

SEC Puts an End to Its Long-Standing "No Denial" Settlement Policy

Plus the DOJ moves to dismiss its case against Indian billionaire Gautam ​Adani.

Bruce Carton
Bruce Carton
In Just Five Words -- Why You Should Attend Securities Enforcement Forum West This Week!

May 18, 2026

•

1 min read

In Just Five Words -- Why You Should Attend Securities Enforcement Forum West This Week!

Please join us on Thursday, May 21, at the Palace Hotel in San Francisco.

Bruce Carton
Bruce Carton
Can the Short-Staffed CFTC Handle Its New Crypto and Prediction Markets Responsibilities?

May 18, 2026

•

3 min read

Can the Short-Staffed CFTC Handle Its New Crypto and Prediction Markets Responsibilities?

Plus the bizarre way Polymarket disputes are resolved.

Bruce Carton
Bruce Carton
DOJ Set to Drop Bribery Case Against Indian Billionaire Gautam Adani

May 15, 2026

•

4 min read

DOJ Set to Drop Bribery Case Against Indian Billionaire Gautam Adani

Plus the PCAOB weighs "deep cuts" to staff.

Bruce Carton
Bruce Carton
SEC Director of Enforcement David Woodcock Shares How He Intends to Lead the Division

May 14, 2026

•

4 min read

SEC Director of Enforcement David Woodcock Shares How He Intends to Lead the Division

Plus the "greatest comment letter in the history of SEC comment letters."

Bruce Carton
Bruce Carton
Law Firms That Have Nonpublic Data Stolen: Victims or to be Held Responsible?

May 13, 2026

•

4 min read

Law Firms That Have Nonpublic Data Stolen: Victims or to be Held Responsible?

Plus CFTC working with all major sports leagues to crack down on insider trading.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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