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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Nov 7, 2022
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7 min read
Plus the SEC alleges crypto-trading membership club was a Ponzi scheme.
Nov 4, 2022
Plus Chair Gensler discloses record FY 2022 enforcement stats
Nov 3, 2022
8 min read
Plus be very careful drafting those severance agreements.
Nov 2, 2022
6 min read
Plus Senate Republicans want answers.
Nov 1, 2022
Plus the SEC is taking a look at Wells Fargo's hiring practices.
Oct 31, 2022
Plus the regulator who was just dubbed the "Crypto-Knight.”
Oct 28, 2022
Plus does crypto actually bolster financial inclusion?
Oct 27, 2022
Plus which firm is in more litigation, Tesla or Coinbase?
Oct 26, 2022
Plus should the SEC absorb the PCAOB?
Oct 25, 2022
10 min read
Plus SEC Chair Gensler Discovers the "Two SECs"
Oct 24, 2022
Plus SEC sues Mattel and former PwC audit partner alleging financial misstatements.
Oct 21, 2022
Plus how much chaos will the Fifth Circuit's CFPB decision bring?
