Archive

Iran Conflict Reaches the "Force Majeure Memo Index" for Major Law Firms

Plus is "BigLaw leaving you with too much free time?"

Bruce Carton

Federal Judge Blocks Arizona Criminal Case Against Kalshi

Apr 13, 2026

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10 min read

Federal Judge Blocks Arizona Criminal Case Against Kalshi

Plus Elon's current losing streak in court.

Bruce Carton

White House Warns Staff Not to Use Nonpublic Information for Financial Benefit in Prediction Markets

Apr 10, 2026

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8 min read

White House Warns Staff Not to Use Nonpublic Information for Financial Benefit in Prediction Markets

Plus the SEC's OIG launches a new cash awards program to fight fraud and waste.

Bruce Carton

SEC Names David Woodcock as Director of Enforcement Effective May 4

Apr 9, 2026

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11 min read

SEC Names David Woodcock as Director of Enforcement Effective May 4

Plus SEC Chairman Atkins says states, not the SEC, should regulate matters of corporate governance.

Bruce Carton

SEC Announces FY 2025 Enforcement Results, Says Prior Administration Brought Cases "Not Sufficiently Grounded in Federal Securities Laws.”

Apr 8, 2026

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9 min read

SEC Announces FY 2025 Enforcement Results, Says Prior Administration Brought Cases "Not Sufficiently Grounded in Federal Securities Laws.”

Plus John Carreyrou of the NYT believes he has identified Satoshi Nakamoto.

Bruce Carton

SEC Charges A.G. Morgan Financial and Its Principals With $138 Million Offering Fraud

Apr 7, 2026

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11 min read

SEC Charges A.G. Morgan Financial and Its Principals With $138 Million Offering Fraud

Plus the cybercriminal group Silent hacks Jones Day.

Bruce Carton

Trump's Proposed Budget for SEC in 2027 Down Slightly from Last Year

Apr 6, 2026

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7 min read

Trump's Proposed Budget for SEC in 2027 Down Slightly from Last Year

Plus why quantum computing is "terrifying for bitcoin and crypto."

Bruce Carton

Apr 3, 2026

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9 min read

SEC Charges Former President of PetIQ With Insider Trading Ahead of Acquisition

Plus the CFTC's "unprecedented" move to directly sue several states.

Bruce Carton

Elon Musk and SEC Tell Court They are Headed to Trial in Case Related to Twitter Buyout

Apr 2, 2026

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8 min read

Elon Musk and SEC Tell Court They are Headed to Trial in Case Related to Twitter Buyout

Plus we're in the "golden age of insider trading" -- for now.

Bruce Carton

Apr 1, 2026

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7 min read

CFTC Enforcement Director Says Agency Will Pursue Insider Trading in Prediction Markets

Plus is the SEC's new SOX Group bad news for the PCAOB?

Bruce Carton

Senators Seek Information from SEC About Resignation of Ex-Enforcement Director

Mar 31, 2026

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9 min read

Senators Seek Information from SEC About Resignation of Ex-Enforcement Director

Plus Elon Musk and Tesla's effort to have a Delaware judge reassign certain cases succeeds.

Bruce Carton

GAO Report Finds 18% Decrease in SEC Enforcement Division Staff in FY 2025

Mar 30, 2026

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8 min read

GAO Report Finds 18% Decrease in SEC Enforcement Division Staff in FY 2025

Plus a judge trims Theranos founder Elizabeth Holmes' sentence by 12 months.

Bruce Carton

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Iran Conflict Reaches the "Force Majeure Memo Index" for Major Law Firms

Federal Judge Blocks Arizona Criminal Case Against Kalshi

White House Warns Staff Not to Use Nonpublic Information for Financial Benefit in Prediction Markets

SEC Names David Woodcock as Director of Enforcement Effective May 4

SEC Announces FY 2025 Enforcement Results, Says Prior Administration Brought Cases "Not Sufficiently Grounded in Federal Securities Laws.”

SEC Charges A.G. Morgan Financial and Its Principals With $138 Million Offering Fraud

Trump's Proposed Budget for SEC in 2027 Down Slightly from Last Year

SEC Charges Former President of PetIQ With Insider Trading Ahead of Acquisition

Elon Musk and SEC Tell Court They are Headed to Trial in Case Related to Twitter Buyout

CFTC Enforcement Director Says Agency Will Pursue Insider Trading in Prediction Markets

Senators Seek Information from SEC About Resignation of Ex-Enforcement Director

GAO Report Finds 18% Decrease in SEC Enforcement Division Staff in FY 2025

Daily Update from Securities Docket

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