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LogoDaily Update from Securities Docket

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CFTC Investigating Former Rep. George Santos for Insider Trading on Kalshi

Jun 3, 2026

•

3 min read

CFTC Investigating Former Rep. George Santos for Insider Trading on Kalshi

Plus Milbank and McDermott lead a new increase in Big Law associate salaries.

Bruce Carton
Bruce Carton
Short Seller Andrew Left Convicted of Securities Fraud

Jun 2, 2026

•

2 min read

Short Seller Andrew Left Convicted of Securities Fraud

Plus insider trading cases highlight security challenges in Big Law.

Bruce Carton
Bruce Carton
SEC Alleges Crypto Asset Fraud Scheme Involving "Proprietary AI-Based Trading Bots"

Jun 1, 2026

•

4 min read

SEC Alleges Crypto Asset Fraud Scheme Involving "Proprietary AI-Based Trading Bots"

Plus the SEC moves to rescind climate-related disclosure rules.

Bruce Carton
Bruce Carton
DOJ Restores White Collar Crime Unit in Fraud Section of Criminal Division

May 29, 2026

•

4 min read

DOJ Restores White Collar Crime Unit in Fraud Section of Criminal Division

Plus why none of you are suspects in a recent burglary at the SEC's Fort Worth office.

Bruce Carton
Bruce Carton
SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

May 28, 2026

•

4 min read

SDNY, CFTC Charge Google Employee With Insider Trading on Polymarket

Plus the CFTC seeks to undo a prior settlement with Gemini.

Bruce Carton
Bruce Carton
Spain Shuts Down Polymarket and Kalshi for Offering Betting Products Without Required Licenses

May 27, 2026

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3 min read

Spain Shuts Down Polymarket and Kalshi for Offering Betting Products Without Required Licenses

Plus video of Coinbase CLO Paul Grewal's Keynote at Securities Enforcement Forum West.

Bruce Carton
Bruce Carton
House Opens Investigation Into Use of Inside Information on Kalshi and Polymarket

May 26, 2026

•

4 min read

House Opens Investigation Into Use of Inside Information on Kalshi and Polymarket

Plus the "steamrolling" of the CFTC by prediction markets and crypto firms.

Bruce Carton
Bruce Carton
How Insider Trading on Predictions Markets Poses National Security Concerns

May 22, 2026

•

2 min read

How Insider Trading on Predictions Markets Poses National Security Concerns

Plus SEC Commissioner Peirce to join Regent University School of Law as Associate Professor.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Monday.

May 21, 2026

•

1 min read

This newsletter is off today, back on Monday.

Bruce Carton
Bruce Carton
Minnesota Bans Prediction Markets, is Immediately Sued by CFTC

May 20, 2026

•

4 min read

Minnesota Bans Prediction Markets, is Immediately Sued by CFTC

Plus is allowing bets on private market company shares the "death of securities regulation?"

Bruce Carton
Bruce Carton
SEC Puts an End to Its Long-Standing "No Denial" Settlement Policy

May 19, 2026

•

3 min read

SEC Puts an End to Its Long-Standing "No Denial" Settlement Policy

Plus the DOJ moves to dismiss its case against Indian billionaire Gautam ​Adani.

Bruce Carton
Bruce Carton
In Just Five Words -- Why You Should Attend Securities Enforcement Forum West This Week!

May 18, 2026

•

1 min read

In Just Five Words -- Why You Should Attend Securities Enforcement Forum West This Week!

Please join us on Thursday, May 21, at the Palace Hotel in San Francisco.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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