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U.S. Attorney Jay Clayton Expects Cases Related to Trading in Prediction Markets

Feb 6, 2026

•

7 min read

U.S. Attorney Jay Clayton Expects Cases Related to Trading in Prediction Markets

Plus more news from yesterday's Securities Enforcement Forum New York!

Bruce Carton
Bruce Carton
This Newsletter is Off Today, Back on Friday

Feb 4, 2026

•

2 min read

This Newsletter is Off Today, Back on Friday

See you tomorrow at Securities Enforcement Forum New York!

Bruce Carton
Bruce Carton
The SEC’s “Emergency” Case Against Srinivas Koneru

Feb 3, 2026

•

7 min read

The SEC’s “Emergency” Case Against Srinivas Koneru

Plus Elon Musk merges SpaceX With His xAI (which owns X) en route to IPO.

Bruce Carton
Bruce Carton
SEC Prevails in Five-Day Jury Trial on Charges of False and Misleading Statements to Investors

Feb 2, 2026

•

7 min read

SEC Prevails in Five-Day Jury Trial on Charges of False and Misleading Statements to Investors

Plus the SEC appoints a retired EY partner to run the PCAOB.

Bruce Carton
Bruce Carton
DOJ Charges First Brands Founder and His Brother With Multibillion-Dollar Fraud

Jan 30, 2026

•

9 min read

DOJ Charges First Brands Founder and His Brother With Multibillion-Dollar Fraud

Plus insider trading by an interpreter?

Bruce Carton
Bruce Carton
(Possibly) Coming Soon: The SEC Public Company Advisory Committee

Jan 29, 2026

•

9 min read

(Possibly) Coming Soon: The SEC Public Company Advisory Committee

Plus the SEC clarifies that tokenized securities are subject to the federal securities laws.

Bruce Carton
Bruce Carton
SEC Charges Archer-Daniels-Midland and Three Former Execs with Accounting Fraud

Jan 28, 2026

•

11 min read

SEC Charges Archer-Daniels-Midland and Three Former Execs with Accounting Fraud

Plus the SEC brings a separate accounting fraud case against two former senior executives of Near Intelligence.

Bruce Carton
Bruce Carton
Crypto Traders Now "Fleeing" to Prediction Markets to Bet on Events

Jan 27, 2026

•

9 min read

Crypto Traders Now "Fleeing" to Prediction Markets to Bet on Events

Plus some optimism on U.S. securities enforcement in 2026.

Bruce Carton
Bruce Carton
SEC to Dismiss Crypto Case Against Winklevoss’ Gemini in the "Exercise of its Discretion”

Jan 26, 2026

•

10 min read

SEC to Dismiss Crypto Case Against Winklevoss’ Gemini in the "Exercise of its Discretion”

Plus "an important SEC case you’re probably not watching."

Bruce Carton
Bruce Carton
SEC Charges Lottery. com, Execs With Falsely Inflating Revenues to Investors

Jan 23, 2026

•

9 min read

SEC Charges Lottery. com, Execs With Falsely Inflating Revenues to Investors

Plus the SEC asks court for permission to serve Gautam Adani by email or through his U.S. lawyers.

Bruce Carton
Bruce Carton
Tracking Potential Insider Trading on Prediction Markets

Jan 21, 2026

•

7 min read

Tracking Potential Insider Trading on Prediction Markets

Plus a busy "People" section with four lawyers moving to new firms.

Bruce Carton
Bruce Carton
AI Cyber Risks Becoming "Huge Discussion Point on Every 10-K"

Jan 20, 2026

•

7 min read

AI Cyber Risks Becoming "Huge Discussion Point on Every 10-K"

Plus the man who says he is being prosecuted for the "opposite of insider trading."

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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