SEC to Offer Supervisors Incentives to Leave the Agency or Take Demotions

Plus a proposal for the SEC to reform the Wells Process.

Dow Chemical Hit With First Securities Class Action Related to Trump Tariffs

Plus a key appeal will be heard today related to prosecutions of pump-and-dump schemes.

Early-Bird Registration Still Open for Securities Enforcement Forum D.C. 2025!

Please join us Thursday, October 30 at the Mayflower Hotel in Washington, D.C.

"Adapt or Die" -- How AI is Already Revolutionizing SEC Enforcement Defense

Plus "Bitcoin: A Homie-to-Homie Digital Cash Vibe."

DOJ Charges Former CEO of Social Media Company “IRL” With $170 Million Fraud

Plus the latest proposed ban on Congressional stock trading is "teed up" for September.

Second Circuit Reverses Lower Court, Says Securities Class Action Against Peloton Can Proceed

Plus the profitable "Taylor Swift Wedding Trade."

"One" (Commissioner) About to Be the Loneliest Number at CFTC

Plus fraudsters impersonating financial regulators are scamming the elderly in the UK.

SEC Charges Former Director, Four Others with Insider Trading Ahead of Chinook Acquisition Announcement

Plus what are the disclosure obligations of a publicly traded company when the CEO is ill?

This newsletter is off today, back on Monday.

Early-Bird Registration Now Open for Securities Enforcement Forum D.C. 2025!

Please join us Thursday, October 30 at the Mayflower Hotel in Washington, D.C.

SEC's Atkins Seeks to Craft Framework that "Future Proofs Crypto Markets Against Regulatory Mischief"

Plus what is the future of the Howey test?

SEC Adds to DOJ Allegations Against Two Men Accused of Insider Trading Based on Stolen Corporate Regulatory Filings

Plus SDNY judges approve Jay Clayton to continue as U.S. Attorney.