SEC Implements Shutdown Plan, Will Pare Down to 393 Employees

Plus Trump pulls Quintenz nomination for CFTC Chair, will announce new nominee.

SEC Chairman Atkins: "Crypto is Job No. 1 Right Now"

Plus a PSA from the SEC that “we are not the Securities and Everything Commission.”

SEC Fast-Tracking Move Away from Quarterly Reporting: "Let the Market Decide"

Plus are you working "996?"

This newsletter is off today, back on Monday.

RadioShack Revival Leads to Charges of Fraud by SEC

Plus the Madoff trustee is still trying to claw back funds from "net winners."

What Impact Will Mandatory Arbitration Have on Securities Class Actions?

Plus a Theranos reboot?!?

SEC Prevails in Nine-Day Jury Trial in SDNY

Plus Kevin Durant regains access to his bitcoin after being locked out of his Coinbase account since 2016.

SEC Asks Court to Dismiss Lawsuit Against Carlos Watson

Plus a Harvard Business School grad is indicted for a Ponzi scheme targeting fellow alumni.

SEC Issues New Policy on Mandatory Arbitration to "Make IPOs Great Again"

Plus someone finally explains the bizarre Enron reboot.

Will Binance "Escape" its DOJ-Imposed Compliance Monitor?

Plus "LimeWire Acquires Fyre Festival Brand – What Could Possibly Go Wrong?"

Pres. Trump Proposes Public Companies Report Financial Results Every Six Months, Not Quarterly

Plus Charlie Javice faces sentencing for defrauding JPMorgan Chase.

Top 10 Reasons to Register Now for Securities Enforcement Forum D.C. 2025!

Please join us Thursday, October 30 at the Mayflower Hotel in Washington, D.C.