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LogoDaily Update from Securities Docket

Archive

SEC Moves to Rescind 50-Year-Old "No Admit, No Deny" Settlement Policy

May 12, 2026

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3 min read

SEC Moves to Rescind 50-Year-Old "No Admit, No Deny" Settlement Policy

Plus short-selling faces a "legal reckoning."

Bruce Carton
Bruce Carton
Insider Trading Cases Based on Law Firm Data Put Spotlight on Cybersecurity

May 11, 2026

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3 min read

Insider Trading Cases Based on Law Firm Data Put Spotlight on Cybersecurity

Plus 10 days until Securities Enforcement Forum West!

Bruce Carton
Bruce Carton
Why "The Next Big Insider Trading Case Won’t Look Anything Like This"

May 8, 2026

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4 min read

Why "The Next Big Insider Trading Case Won’t Look Anything Like This"

Plus House Democrats launch investigation over possible “pay-to-play” pardons.

Bruce Carton
Bruce Carton
DOJ and SEC Charge Corporate Lawyers, Dozens of Others, With Massive Insider Trading Scheme

May 7, 2026

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4 min read

DOJ and SEC Charge Corporate Lawyers, Dozens of Others, With Massive Insider Trading Scheme

Plus Sen. Gillibrand issues an ultimatum on the CLARITY Act.

Bruce Carton
Bruce Carton
SEC Releases Proposal to Allow Companies to Report Earnings Semiannually

May 6, 2026

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3 min read

SEC Releases Proposal to Allow Companies to Report Earnings Semiannually

Plus the "three trillion dollar exodus from Delaware."

Bruce Carton
Bruce Carton
SEC Settles Lawsuit Over Elon Musk Twitter Share Purchases for $1.5 Million

May 5, 2026

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4 min read

SEC Settles Lawsuit Over Elon Musk Twitter Share Purchases for $1.5 Million

Plus SEC Chairman Atkins says agency is “carefully monitoring” fraud and manipulation in the private credit industry.

Bruce Carton
Bruce Carton
Supreme Court SEC Disgorgement Case Highlights Challenge of Distributing Assets Back to Investors

May 4, 2026

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4 min read

Supreme Court SEC Disgorgement Case Highlights Challenge of Distributing Assets Back to Investors

Plus the "62-Year-Old (former SEC) Man on a Mission to Whistle in the NFL"

Bruce Carton
Bruce Carton
U.S. Senators Ban Themselves from Trading in Prediction Markets

May 1, 2026

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3 min read

U.S. Senators Ban Themselves from Trading in Prediction Markets

Plus Jason Burt, Deputy Director of the SEC's Division of Enforcement, is departing the agency after 22 years.

Bruce Carton
Bruce Carton
SEC Charges Former CEO for Misappropriating Corporate Assets to Buy Beverly Hills Mansion

Apr 30, 2026

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3 min read

SEC Charges Former CEO for Misappropriating Corporate Assets to Buy Beverly Hills Mansion

Plus study shows 1% of Polymarket wallets take half the profits.

Bruce Carton
Bruce Carton
SEC Brings Action Against RYVYL and its Founders for Alleged Fraudulent Disclosures About Blockchain Technology

Apr 29, 2026

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4 min read

SEC Brings Action Against RYVYL and its Founders for Alleged Fraudulent Disclosures About Blockchain Technology

Plus a federal judge denies a new trial for Sam Bankman-Fried.

Bruce Carton
Bruce Carton
SEC Chairman Atkins Says CLARITY Act Needed to "Future-Proof" Crypto Policy

Apr 28, 2026

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3 min read

SEC Chairman Atkins Says CLARITY Act Needed to "Future-Proof" Crypto Policy

Plus the potential impacts from the SEC’s new SOX group.

Bruce Carton
Bruce Carton
Today: SEC's Atkins Will Become First Sitting Chairman to Address the Bitcoin Conference

Apr 27, 2026

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4 min read

Today: SEC's Atkins Will Become First Sitting Chairman to Address the Bitcoin Conference

Plus do boards of directors need AI experts?

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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