Archive

SEC Probing Municipal Bond Sale that Suffered $30 Million Theft from Cyberattack

Plus the "undeniable message" from the SEC on enforcement.

Bruce Carton

SEC Makes it Official, Eliminates Delegation of Authority to Issue Formal Orders

Mar 11, 2025

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8 min read

SEC Makes it Official, Eliminates Delegation of Authority to Issue Formal Orders

Plus is the SEC being "dismantled?"

Bruce Carton

Sam Bankman-Fried's Latest Project: Trying to Get a Pardon from Trump

Mar 10, 2025

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8 min read

Sam Bankman-Fried's Latest Project: Trying to Get a Pardon from Trump

Plus please vote on a new name for the Bitcoin Strategic Reserve.

Bruce Carton

SEC's Uyeda Says Enforcement and Regulation Under Biden Administration Was an "Outlier"

Mar 7, 2025

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8 min read

SEC's Uyeda Says Enforcement and Regulation Under Biden Administration Was an "Outlier"

Plus Trump establishes a "digital Fort Knox."

Bruce Carton

SEC: "We're Not Walking Away" from Enforcing Crypto Fraud

Mar 6, 2025

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6 min read

SEC: "We're Not Walking Away" from Enforcing Crypto Fraud

Plus "Y'all Street" takes on Wall Street.

Bruce Carton

Registration Now Open for Securities Enforcement Forum ______!

Mar 5, 2025

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3 min read

Registration Now Open for Securities Enforcement Forum ______!

Please join us [day, venue].

Bruce Carton

SEC Agrees to Drop Crypto Case Against Cumberland DRW

Mar 5, 2025

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8 min read

SEC Agrees to Drop Crypto Case Against Cumberland DRW

Plus the impact of DOGE on corporate compliance and audit teams.

Bruce Carton

Mar 4, 2025

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6 min read

SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

Plus the GSA plans to terminate leases on SEC's L.A, Philadelphia, and Chicago offices, and look for new space.

Bruce Carton

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Mar 3, 2025

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8 min read

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Plus SEC commissioners, community express support for Enforcement staff.

Bruce Carton

Weekly Update from Securities Docket for March 1, 2025

Mar 1, 2025

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3 min read

Weekly Update from Securities Docket for March 1, 2025

Plus some stray Tweets from last week.

Bruce Carton

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

Feb 28, 2025

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7 min read

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

Plus the SEC's Reverse Sweep in crypto continues as it drops ConsenSys case.

Bruce Carton

Feb 27, 2025

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11 min read

The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

Plus the SEC has instructed all staff to return to the office full time starting April 14.

Bruce Carton

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SEC Probing Municipal Bond Sale that Suffered $30 Million Theft from Cyberattack

SEC Makes it Official, Eliminates Delegation of Authority to Issue Formal Orders

Sam Bankman-Fried's Latest Project: Trying to Get a Pardon from Trump

SEC's Uyeda Says Enforcement and Regulation Under Biden Administration Was an "Outlier"

SEC: "We're Not Walking Away" from Enforcing Crypto Fraud

Registration Now Open for Securities Enforcement Forum ______!

SEC Agrees to Drop Crypto Case Against Cumberland DRW

SEC Agrees to Dismiss Lawsuit Against Kraken with Prejudice

SEC Commissioner Crenshaw Calls SEC's New Approach to Crypto "Regulation by Non-Enforcement"

Weekly Update from Securities Docket for March 1, 2025

SEC Declares Memecoins are Not Securities, are "Akin to Collectibles"

The SEC's "Reverse Sweep" in Crypto Enforcement Rolls On

Daily Update from Securities Docket

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