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Archive

Pres. Trump Meets With Crypto Leaders, Regulators, to Urge Passage Of Clarity Act

Aug 20, 2026

•

4 min read

Pres. Trump Meets With Crypto Leaders, Regulators, to Urge Passage Of Clarity Act

Plus the CFTC goes easy on former FTX execs due to their extensive cooperation.

Bruce Carton
Bruce Carton
SEC Charges Former Tricolor CEO, CFO, and Senior Director of Finance With Fraudulent Scheme

Aug 19, 2026

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4 min read

SEC Charges Former Tricolor CEO, CFO, and Senior Director of Finance With Fraudulent Scheme

Plus the SDNY brings insider trading case against then-Senior Director of Operations at Treace Medical.

Bruce Carton
Bruce Carton
DOJ Probing Whether VC Firm Partners are Improperly Serving on Boards of Competing AI Companies

Aug 18, 2026

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3 min read

DOJ Probing Whether VC Firm Partners are Improperly Serving on Boards of Competing AI Companies

Plus survey shows most companies would continue to provide quarterly updates regardless of SEC proposal.

Bruce Carton
Bruce Carton
SEC Charges Boiler Room Operator in $74 Million Pre-IPO Investment Scam

Aug 17, 2026

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4 min read

SEC Charges Boiler Room Operator in $74 Million Pre-IPO Investment Scam

Plus, Q&A with Charu Chandrasekhar, Partner at Debevoise & Plimpton

Jennifer Lee
Jennifer Lee
SEC Charges "Jersey Shore Triumvirate" in Alleged $47M Offering Fraud

Aug 14, 2026

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5 min read

SEC Charges "Jersey Shore Triumvirate" in Alleged $47M Offering Fraud

Plus, Q&A with Tejal Shah, Partner at Cooley

Jennifer Lee
Jennifer Lee
Kalshi Insider Trading Referrals Hit Roadblocks at CFTC

Aug 13, 2026

•

2 min read

Kalshi Insider Trading Referrals Hit Roadblocks at CFTC

Plus the series premier of "The Long Game" with Braeden Anderson.

Bruce Carton
Bruce Carton
SEC Charges Goliath Ventures and CEO with $425 Million Ponzi Scheme Involving Over 1,300 investors

Aug 12, 2026

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5 min read

SEC Charges Goliath Ventures and CEO with $425 Million Ponzi Scheme Involving Over 1,300 investors

Plus the SEC brings the latest "family betrayal" insider trading case.

Bruce Carton
Bruce Carton
SEC Charges CEO, Firm With Defrauding Investors in Connection With Investments in Pre-IPO Shares

Aug 11, 2026

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4 min read

SEC Charges CEO, Firm With Defrauding Investors in Connection With Investments in Pre-IPO Shares

Plus the SEC charges Netcapital with fraud for alleged scheme to overstate revenue.

Bruce Carton
Bruce Carton
Senate Advances Crypto Clarity Act for Vote in Mid-September

Aug 10, 2026

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4 min read

Senate Advances Crypto Clarity Act for Vote in Mid-September

Plus Jennifer Lee joins Docket Media as our new President!

Bruce Carton
Bruce Carton
Former Goldman Sachs Banker Convicted of FCPA, Money Laundering Charges

Aug 7, 2026

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3 min read

Former Goldman Sachs Banker Convicted of FCPA, Money Laundering Charges

Plus no-go for the Clarity Act.

Bruce Carton
Bruce Carton
SEC Enforcement Rolls Out New Specialized Unit for Financial Reporting and Accounting

Aug 6, 2026

•

3 min read

SEC Enforcement Rolls Out New Specialized Unit for Financial Reporting and Accounting

Plus hedge funds face a wave of cyber attacks.

Bruce Carton
Bruce Carton
Clarity Act in Limbo as Supporters Push for Vote Before August Recess

Aug 5, 2026

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3 min read

Clarity Act in Limbo as Supporters Push for Vote Before August Recess

Plus how Boards are using AI.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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