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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Jun 19, 2023
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9 min read
Plus the SEC charges PIMCO with failing to disclose material info on interest rate swaps and fees.
Jun 16, 2023
Plus farewell to the SEC's Michele Layne!
Jun 15, 2023
11 min read
Plus FINRA flags "emoji review" by firms as possible area of enforcement 👀.
Jun 14, 2023
10 min read
Plus the SEC pushes back the release of its climate disclosure regs to October 2023.
Jun 13, 2023
Plus "regulatory heat" fuels BigLaw revenues in crypto enforcement and litigation practice.
Jun 12, 2023
Plus Robinhood delists three major crypto tokens following last week's SEC actions.
Jun 9, 2023
8 min read
Plus Binance US getting cut off from banking system.
Jun 8, 2023
Plus Robinhood says it tried (and failed) to "come in and register" with SEC.
Jun 7, 2023
Plus SEC Chair Gensler says U.S. doesn't "need more digital currency," we have the dollar.
Jun 6, 2023
12 min read
Plus airlines hit with "ESG-backlash" lawsuits.
Jun 5, 2023
Plus a mysterious trade of 100,000 call options hits big after debt ceiling agreement -- and draws major attention.
Jun 2, 2023
Plus Dogecoin investors allege insider trading via "carnival barking" by Elon Musk.
