Archive

Number of DOJ Fraud Section's Foreign Bribery Cases and Prosecutors Cut in Half

Plus the SEC says it has already made substantial progress toward DOGE targets for cuts in workforce.

Bruce Carton

Jun 9, 2025

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4 min read

Senate Plan to Fold PCAOB into SEC Bars SEC from Using Transaction Fees to Fund Oversight

Plus the Supreme Court declines to hear case challenging SEC disgorgement power.

Bruce Carton

Court Rules Bernstein Litowitz Can Hire Former SEC Chief Litigation Counsel--No "Appearance of Impropriety"

Jun 6, 2025

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7 min read

Court Rules Bernstein Litowitz Can Hire Former SEC Chief Litigation Counsel--No "Appearance of Impropriety"

Plus the deepest of dives into the hack of the SEC's EDGAR system.

Bruce Carton

Is the CFTC About to Be a “Commission of One?”

Jun 5, 2025

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8 min read

Is the CFTC About to Be a “Commission of One?”

Plus the never-ending Madoff aftermath.

Bruce Carton

Enforcement Staff Takes Hit in SEC's Requested Budget for FY 2026

Jun 4, 2025

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9 min read

Enforcement Staff Takes Hit in SEC's Requested Budget for FY 2026

Plus the SEC, Ripple and a federal judge remain in a standoff over reducing penalty.

Bruce Carton

U.S. Supreme Court Declines to Hear Broker-Dealer's Constitutional Challenge to FINRA

Jun 3, 2025

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6 min read

U.S. Supreme Court Declines to Hear Broker-Dealer's Constitutional Challenge to FINRA

Plus Coinbase says states are interfering with federal efforts to clarify crypto regulations.

Bruce Carton

Bipartisan Group in House Introduces CLARITY Act Regulating Digital Assets

Jun 2, 2025

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7 min read

Bipartisan Group in House Introduces CLARITY Act Regulating Digital Assets

Plus a former SEC staffer writes "morale at the Commission is the worst I have ever seen—by far."

Bruce Carton

SEC Says Crypto "Staking" Doesn’t Violate Securities Law

May 30, 2025

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8 min read

SEC Says Crypto "Staking" Doesn’t Violate Securities Law

Plus the SEC and Binance file joint stipulation to dismiss the SEC's case.

Bruce Carton

Big Law Investing in Digital Asset Practices

May 29, 2025

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6 min read

Big Law Investing in Digital Asset Practices

Plus Trump Administration rolls back "overreach" that limited crypto in 401(k)s.

Bruce Carton

The Hot Corporate "Arb": Sell Your $1 of Crypto on Stock Market for $2

May 28, 2025

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9 min read

The Hot Corporate "Arb": Sell Your $1 of Crypto on Stock Market for $2

Plus wrench attacks, wrench attacks, wrench attacks.

Bruce Carton

May 27, 2025

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7 min read

Lottery.com Execs Plead Guilty to Securities Fraud for Inflating Financial Results

Plus a court overturns Avraham Eisenberg's conviction in Mango Markets case.

Bruce Carton

May 23, 2025

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8 min read

Will "Big Beautiful Bill's" Elimination of PCAOB Go Through?

Plus reports from the $TRUMP memecoin dinner.

Bruce Carton

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Number of DOJ Fraud Section's Foreign Bribery Cases and Prosecutors Cut in Half

Senate Plan to Fold PCAOB into SEC Bars SEC from Using Transaction Fees to Fund Oversight

Court Rules Bernstein Litowitz Can Hire Former SEC Chief Litigation Counsel--No "Appearance of Impropriety"

Is the CFTC About to Be a “Commission of One?”

Enforcement Staff Takes Hit in SEC's Requested Budget for FY 2026

U.S. Supreme Court Declines to Hear Broker-Dealer's Constitutional Challenge to FINRA

Bipartisan Group in House Introduces CLARITY Act Regulating Digital Assets

SEC Says Crypto "Staking" Doesn’t Violate Securities Law

Big Law Investing in Digital Asset Practices

The Hot Corporate "Arb": Sell Your $1 of Crypto on Stock Market for $2

Lottery.com Execs Plead Guilty to Securities Fraud for Inflating Financial Results

Will "Big Beautiful Bill's" Elimination of PCAOB Go Through?

Daily Update from Securities Docket

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