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LogoDaily Update from Securities Docket

Archive

Recidivism... Not a Pretty Name, is it Oracle? SEC Sues Oracle Again for FCPA Violations

Sep 27, 2022

•

8 min read

Recidivism... Not a Pretty Name, is it Oracle? SEC Sues Oracle Again for FCPA Violations

Plus the SEC brings charges in the $100 million deli case.

Bruce Carton
Bruce Carton
Kraken: Register as an Exchange? No Need for That, Thanks!

Sep 26, 2022

•

10 min read

Kraken: Register as an Exchange? No Need for That, Thanks!

Plus can you spell 'ESG' without 'DEI?'

Bruce Carton
Bruce Carton
Boeing and Former CEO Settle SEC Charges of Misleading Investors About 737 Max Crashes

Sep 23, 2022

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8 min read

Boeing and Former CEO Settle SEC Charges of Misleading Investors About 737 Max Crashes

Plus SEC charges EY Business Development Director with insider trading.

Bruce Carton
Bruce Carton
Why Bitcoin Can't Be Separated from Crypto

Sep 22, 2022

•

7 min read

Why Bitcoin Can't Be Separated from Crypto

Plus investment fund asks, "What would Jesus buy?"

Bruce Carton
Bruce Carton
SEC Sues CEO, President for Insider Trading Despite 10b5-1 Plan

Sep 21, 2022

•

7 min read

SEC Sues CEO, President for Insider Trading Despite 10b5-1 Plan

Plus the new wave of crypto class actions has hit.

Bruce Carton
Bruce Carton
SEC Hits Morgan Stanley for Failing to Secure Customers' Personal Data

Sep 20, 2022

•

7 min read

SEC Hits Morgan Stanley for Failing to Secure Customers' Personal Data

Plus can the SEC assert jurisdiction over the Ethereum network?

Bruce Carton
Bruce Carton
💰 Blowing the Whistle ... to Short Sellers

Sep 19, 2022

•

8 min read

💰 Blowing the Whistle ... to Short Sellers

Plus how you can trade with Nancy, Ted and the rest of Congress.

Bruce Carton
Bruce Carton
SEC Brings FCPA Action Against Brazil's Second Largest Airline

Sep 16, 2022

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9 min read

SEC Brings FCPA Action Against Brazil's Second Largest Airline

Plus DOJ creates new network of 150 prosecutors to fight crypto crime.

Bruce Carton
Bruce Carton
Happy "Merge" Day!

Sep 15, 2022

•

6 min read

Happy "Merge" Day!

Plus Congress to vote this month on limiting its own securities trading?

Bruce Carton
Bruce Carton
Gensler on Crypto: "They Don’t Just Resemble Securities, They are Securities"

Sep 14, 2022

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6 min read

Gensler on Crypto: "They Don’t Just Resemble Securities, They are Securities"

Plus South Korea issues an arrest warrant for Terra co-founder.

Bruce Carton
Bruce Carton
SDNY Announces First-Ever Crypto Insider Trading Guilty Plea

Sep 13, 2022

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8 min read

SDNY Announces First-Ever Crypto Insider Trading Guilty Plea

Plus the SEC sues VMWare for misleading financials.

Bruce Carton
Bruce Carton
SEC Enforcement Director Grewal Addresses the "Digital Elephant in the Room"

Sep 12, 2022

•

5 min read

SEC Enforcement Director Grewal Addresses the "Digital Elephant in the Room"

Plus SEC Chair Gensler continues to push crypto regulation.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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