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Lawyers (and "BigLaw BabyLawyers") Rack Up Massive Hours on Binance, Coinbase, FTX Matters

Jun 15, 2023

•

11 min read

Lawyers (and "BigLaw BabyLawyers") Rack Up Massive Hours on Binance, Coinbase, FTX Matters

Plus FINRA flags "emoji review" by firms as possible area of enforcement 👀.

Bruce Carton
Bruce Carton
Court Pressures Binance and SEC to Reach Agreement on Asset Freeze

Jun 14, 2023

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10 min read

Court Pressures Binance and SEC to Reach Agreement on Asset Freeze

Plus the SEC pushes back the release of its climate disclosure regs to October 2023.

Bruce Carton
Bruce Carton
Today: Binance and SEC Square Off in TRO Hearing that Could "Effectively End" Binance US

Jun 13, 2023

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10 min read

Today: Binance and SEC Square Off in TRO Hearing that Could "Effectively End" Binance US

Plus "regulatory heat" fuels BigLaw revenues in crypto enforcement and litigation practice.

Bruce Carton
Bruce Carton
DOJ Charges Two Russian Nationals With Hack of Mt. Gox, Conspiring to Launder 647,000 Bitcoins

Jun 12, 2023

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10 min read

DOJ Charges Two Russian Nationals With Hack of Mt. Gox, Conspiring to Launder 647,000 Bitcoins

Plus Robinhood delists three major crypto tokens following last week's SEC actions.

Bruce Carton
Bruce Carton
SEC Chair Gensler: Crypto Firms Had Fair Notice of Illegality, Made "Calculated Economic Decision"

Jun 9, 2023

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8 min read

SEC Chair Gensler: Crypto Firms Had Fair Notice of Illegality, Made "Calculated Economic Decision"

Plus Binance US getting cut off from banking system.

Bruce Carton
Bruce Carton
SEC Alleges Binance CEO's Trading Firm Received $11 Billion in Client Assets

Jun 8, 2023

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11 min read

SEC Alleges Binance CEO's Trading Firm Received $11 Billion in Client Assets

Plus Robinhood says it tried (and failed) to "come in and register" with SEC.

Bruce Carton
Bruce Carton
SEC Files Emergency Application for TRO to Freeze Binance.US Assets

Jun 7, 2023

•

10 min read

SEC Files Emergency Application for TRO to Freeze Binance.US Assets

Plus SEC Chair Gensler says U.S. doesn't "need more digital currency," we have the dollar.

Bruce Carton
Bruce Carton
SEC Rocks Crypto World, Sues Coinbase and Binance for Operating Unregistered Exchanges

Jun 6, 2023

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12 min read

SEC Rocks Crypto World, Sues Coinbase and Binance for Operating Unregistered Exchanges

Plus airlines hit with "ESG-backlash" lawsuits.

Bruce Carton
Bruce Carton
SEC to Dismiss 42 Enforcement Actions Over Improper Data Access

Jun 5, 2023

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10 min read

SEC to Dismiss 42 Enforcement Actions Over Improper Data Access

Plus a mysterious trade of 100,000 call options hits big after debt ceiling agreement -- and draws major attention.

Bruce Carton
Bruce Carton
U.S. Supreme Court Makes Life Very Difficult for Plaintiffs Suing Under Section 11 for Direct Listings

Jun 2, 2023

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10 min read

U.S. Supreme Court Makes Life Very Difficult for Plaintiffs Suing Under Section 11 for Direct Listings

Plus Dogecoin investors allege insider trading via "carnival barking" by Elon Musk.

Bruce Carton
Bruce Carton
SEC Sues "Queen of Mobile Homes" (Self-Proclaimed) for Fraudulent Investment Scheme

Jun 1, 2023

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10 min read

SEC Sues "Queen of Mobile Homes" (Self-Proclaimed) for Fraudulent Investment Scheme

Plus the SEC mourns the passing of Harvey Pitt.

Bruce Carton
Bruce Carton
In Memory: Former SEC Chairman Harvey Pitt

May 31, 2023

•

9 min read

In Memory: Former SEC Chairman Harvey Pitt

Plus FTX's Bankman-Fried preparing "advice of counsel" defense to criminal charges.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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