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Enforcement Elite for 2024
Enforcement 40 for 2020
Enforcement 40 for 2017
Enforcement 40 for 2013
Sep 12, 2025
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8 min read
Plus the Securities and Exchange (and Innovation) Commission?
Sep 11, 2025
Plus four new SEC priorities since Trump’s return to the White House.
Sep 10, 2025
7 min read
Plus regulators seek to crack down on "bilge bracket" aiding Chinese pump and dump scams.
Sep 9, 2025
Plus can Eric Adams drop out of the NYC Mayor race and get rich in the prediction markets?
Sep 8, 2025
Plus just 17 days until Securities Enforcement Forum Central!
Sep 5, 2025
9 min read
Plus the SEC's climate disclosures rules are dead, but California's are "full force forward."
Sep 4, 2025
Plus a proposal for the SEC to reform the Wells Process.
Sep 3, 2025
Plus a key appeal will be heard today related to prosecutions of pump-and-dump schemes.
Sep 2, 2025
3 min read
Please join us Thursday, October 30 at the Mayflower Hotel in Washington, D.C.
Plus "Bitcoin: A Homie-to-Homie Digital Cash Vibe."
Aug 29, 2025
Plus the latest proposed ban on Congressional stock trading is "teed up" for September.
Aug 28, 2025
Plus the profitable "Taylor Swift Wedding Trade."
