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SEC Charges Three "Fake" Crypto Trading Platforms with Scheme Targeting Retail Investors on Social Media

Dec 23, 2025

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9 min read

SEC Charges Three "Fake" Crypto Trading Platforms with Scheme Targeting Retail Investors on Social Media

Plus the Charlie Javice "Frank" legal fee dispute heats up.

Bruce Carton
Bruce Carton
SEC Obtains Final Consent Judgments Against Top FTX Execs

Dec 22, 2025

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9 min read

SEC Obtains Final Consent Judgments Against Top FTX Execs

Plus the DOJ brings a $41 million insider trading case.

Bruce Carton
Bruce Carton
Early-Bird Registration Still Open for Securities Enforcement Forum New York 2026!

Dec 19, 2025

•

3 min read

Early-Bird Registration Still Open for Securities Enforcement Forum New York 2026!

Please join us Thursday, February 5, 2026, at the JW Marriott Essex House in New York City.

Bruce Carton
Bruce Carton
Despite Ninth Circuit Win, SEC Asks Supreme Court to Take Disgorgement Case

Dec 19, 2025

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7 min read

Despite Ninth Circuit Win, SEC Asks Supreme Court to Take Disgorgement Case

Plus the Terraform bankruptcy plan administrator sues Jump Trading for $4 billion.

Bruce Carton
Bruce Carton
DOJ Charges Tricolor Founder, COO with Multi-Year Systemic Fraud

Dec 18, 2025

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9 min read

DOJ Charges Tricolor Founder, COO with Multi-Year Systemic Fraud

Plus the possible "end of securities class action litigation as we know it."

Bruce Carton
Bruce Carton
SEC Files Settled Enforcement Action Against Medical Resident for Spoofing

Dec 17, 2025

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8 min read

SEC Files Settled Enforcement Action Against Medical Resident for Spoofing

Plus Hunterbrook pairs investigative journalism with a hedge fund (and litigation).

Bruce Carton
Bruce Carton
SEC Chairman Atkins Warns "Crypto Could Become the Most Powerful Financial Surveillance Architecture Ever Invented"

Dec 16, 2025

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7 min read

SEC Chairman Atkins Warns "Crypto Could Become the Most Powerful Financial Surveillance Architecture Ever Invented"

Plus what to do about insider trading in prediction markets?

Bruce Carton
Bruce Carton
The NYT's Deep Dive on the SEC's Pivot Away from Crypto Cases

Dec 15, 2025

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8 min read

The NYT's Deep Dive on the SEC's Pivot Away from Crypto Cases

Plus the SDNY is investigating the "last-ditch funding pleas" leading up to the First Brands bankruptcy.

Bruce Carton
Bruce Carton
SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

Dec 11, 2025

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7 min read

SEC Alleges $18 Million Offering Fraud Targeted at Retail Investors on Discord

Plus a study linking binge-watching late-night TV shows with stock market declines.

Bruce Carton
Bruce Carton
SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

Dec 10, 2025

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6 min read

SEC Chairman Atkins: We Need to "Future-Proof" New Crypto Regulations

Plus DOJ official says 2025 was a "reset," white collar cases will now ramp up.

Bruce Carton
Bruce Carton
"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

Dec 9, 2025

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8 min read

"Biblical Oil Firm" is First to Adopt Mandatory Arbitration Clause

Plus outgoing SEC Commissioner Caroline Crenshaw shares some concerns.

Bruce Carton
Bruce Carton
SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

Dec 8, 2025

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9 min read

SEC Charges Personal Driver of a Hedge Fund Manager for Posing as an Investment Professional

Plus more good news for Texas lawyers.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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