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LogoDaily Update from Securities Docket
Jennifer Lee
Jennifer Lee
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SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Sep 18, 2026

•

4 min read

SEC Chair: "We are moving towards a new day—and night—for our capital markets"

Plus, a new prediction market run by a tribe and powered by Kalshi

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Sep 17, 2026

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4 min read

SEC Officially Proposes Rescinding the Federal Shareholder Proposal Rule

Plus, the SEC brings three insider trading cases with texts!

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Sep 16, 2026

•

3 min read

SDNY: Two Robinhood Engineers Charged with Insider Trading on Hyperliquid Perpetuals

Plus, Q&A with John Sikora, Partner at Latham & Watkins

Jennifer Lee
Jaclyn Jaeger
Jennifer Lee, +1
SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Sep 14, 2026

•

5 min read

SEC Enforcement Director: Agency Will Focus on "High-Impact" Cases

Plus, Director's Cut with Steve Peikin, Partner at Sullivan & Cromwell and Former SEC Enforcement Co-Director

Jennifer Lee
Jennifer Lee
Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Sep 11, 2026

•

4 min read

Sam Bankman-Fried Asks Supreme Court to Overturn Fraud Conviction

Plus, a Q&A with David Peavler, Partner at Jones Day.

Jaclyn Jaeger
Jennifer Lee
Jaclyn Jaeger, +1
SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Sep 4, 2026

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5 min read

SEC Proposes Rescinding Investment Adviser Pay-to-Play Rule

Plus, Q&A with James Walker, Partner at Ashurst Perkins Coie

Jennifer Lee
Jennifer Lee
SEC Chair Atkins Takes Steps to Give U.S. States Power Over Shareholder Resolutions

Sep 2, 2026

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3 min read

SEC Chair Atkins Takes Steps to Give U.S. States Power Over Shareholder Resolutions

Plus, the SEC is eyeing a plan to expand access for retail investors to private markets.

Jaclyn Jaeger
Jennifer Lee
Jaclyn Jaeger, +1
Ninth Circuit Splits With Third Circuit Over Prediction Markets

Aug 31, 2026

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5 min read

Ninth Circuit Splits With Third Circuit Over Prediction Markets

Plus, Behind the Numbers with Rex Homme of Ankura Consulting

Jennifer Lee
Jennifer Lee
SEC Charges 38 Investment Advisers who "Feigned Legitimacy" Through Purportedly Fake ADVs

Aug 28, 2026

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7 min read

SEC Charges 38 Investment Advisers who "Feigned Legitimacy" Through Purportedly Fake ADVs

Plus, Q&A with Margaret Nelson, Partner at Foley Lardner

Jennifer Lee
Jennifer Lee
Fifth Circuit Finds for SEC in Off-Channel Communications Dispute

Aug 27, 2026

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3 min read

Fifth Circuit Finds for SEC in Off-Channel Communications Dispute

Plus the SEC drops case against former Congressman Stephen Buyer.

Bruce Carton
Jennifer Lee
Bruce Carton, +1
SEC Files $18M Insider Trading Action Against Investment Banker and Friend

Aug 24, 2026

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5 min read

SEC Files $18M Insider Trading Action Against Investment Banker and Friend

Plus Q&A with Renato Mariotti, Partner at Paul Hastings

Jennifer Lee
Jennifer Lee
SDNY Charges Finance Director With Insider Trading

Aug 21, 2026

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6 min read

SDNY Charges Finance Director With Insider Trading

Plus Q&A with Shamoil Shipchandler, Chief Counsel at Charles Schwab

Jennifer Lee
Jennifer Lee
SEC Charges Boiler Room Operator in $74 Million Pre-IPO Investment Scam

Aug 17, 2026

•

4 min read

SEC Charges Boiler Room Operator in $74 Million Pre-IPO Investment Scam

Plus, Q&A with Charu Chandrasekhar, Partner at Debevoise & Plimpton

Jennifer Lee
Jennifer Lee
SEC Charges "Jersey Shore Triumvirate" in Alleged $47M Offering Fraud

Aug 14, 2026

•

5 min read

SEC Charges "Jersey Shore Triumvirate" in Alleged $47M Offering Fraud

Plus, Q&A with Tejal Shah, Partner at Cooley

Jennifer Lee
Jennifer Lee
Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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