LogoDaily Update from Securities Docket
Events
Events

Upcoming Forums

Sponsor a Forum

Enforcement Elite
Enforcement Elite

Enforcement Elite for 2024

Enforcement 40 for 2020

Enforcement 40 for 2017

Enforcement 40 for 2013

About
Contact
Authors
Login
Subscribe
LogoDaily Update from Securities Docket

Archive

Is the Clarity Act Dead?

Jul 31, 2026

•

4 min read

Is the Clarity Act Dead?

Plus NY sues Kalshi and seeks to bar the firm from the state.

Bruce Carton
Bruce Carton
SEC Charges REIT and Founders with $152 Million Fraudulent Real Estate Investment Scheme

Jul 30, 2026

•

5 min read

SEC Charges REIT and Founders with $152 Million Fraudulent Real Estate Investment Scheme

Plus Jamie McDonald assumes role of U.S. Attorney for the SDNY.

Bruce Carton
Bruce Carton
Corporate Litigator William Savitt and Team from Wachtell Move to Gibson Dunn

Jul 29, 2026

•

3 min read

Corporate Litigator William Savitt and Team from Wachtell Move to Gibson Dunn

Plus the Senate confirms Jay Clayton as Director of National Intelligence.

Bruce Carton
Bruce Carton
Federal Court Blocks Minnesota's Effort to Ban Prediction Markets

Jul 28, 2026

•

4 min read

Federal Court Blocks Minnesota's Effort to Ban Prediction Markets

Plus “read frequently Matt Levine” is now federal law.

Bruce Carton
Bruce Carton
SDNY Charges Two Volkswagen Engineers with Insider Trading in Advance of Rivian Joint Venture

Jul 27, 2026

•

5 min read

SDNY Charges Two Volkswagen Engineers with Insider Trading in Advance of Rivian Joint Venture

Plus "when a president's thoughts are for sale."

Bruce Carton
Bruce Carton
Why "Zombie Crypto" Firm Terra is Still Prominent at Washington Nationals Games

Jul 24, 2026

•

4 min read

Why "Zombie Crypto" Firm Terra is Still Prominent at Washington Nationals Games

Plus Anthropic may require all employees, not just senior executives, to trade its stock through a 10b5-1 trading plan.

Bruce Carton
Bruce Carton
SEC Announces Sam Waldon, Principal Deputy Director of Enforcement, to Depart Agency on July 31

Jul 23, 2026

•

4 min read

SEC Announces Sam Waldon, Principal Deputy Director of Enforcement, to Depart Agency on July 31

Plus Senate Democrats still holding up CLARITY Act over ethics concerns.

Bruce Carton
Bruce Carton
Congressman Asks SEC to Investigate Truth Social's Plan to Sell Real-Time Access

Jul 22, 2026

•

3 min read

Congressman Asks SEC to Investigate Truth Social's Plan to Sell Real-Time Access

Plus another sentencing in the $100 million deli case from 2022.

Bruce Carton
Bruce Carton
SEC's CETU Unit Charges Mining Automatic and Founder With Fraudulent Crypto Asset Mining Scheme

Jul 21, 2026

•

4 min read

SEC's CETU Unit Charges Mining Automatic and Founder With Fraudulent Crypto Asset Mining Scheme

Plus how crypto D&O risk Is evolving.

Bruce Carton
Bruce Carton
SEC Charges Former Director of Company, Friends with Insider Trading Before Acquisition of ExOne

Jul 20, 2026

•

4 min read

SEC Charges Former Director of Company, Friends with Insider Trading Before Acquisition of ExOne

Plus the SEC's OIG finds an SEC employee shared information about an ongoing enforcement investigation with her son.

Bruce Carton
Bruce Carton
CFTC Investigating Pres. Trump's Teleprompter Operator for Potential Insider Trading on Kalshi

Jul 17, 2026

•

4 min read

CFTC Investigating Pres. Trump's Teleprompter Operator for Potential Insider Trading on Kalshi

Plus SEC receives record amount of feedback on plan to scrap quarterly financial disclosures.

Bruce Carton
Bruce Carton
President and Senators to Meet Today to Work Through Ethics Demands for Clarity Act

Jul 16, 2026

•

3 min read

President and Senators to Meet Today to Work Through Ethics Demands for Clarity Act

Plus the one thing that is unanimous in the U.S. Senate: No clemency for SBF.

Bruce Carton
Bruce Carton
123...89
Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


Home

Events

Enforcement Elite

About

Contact

© 2026 Daily Update from Securities Docket.
beehiivPowered by beehiiv