Balancing 'Epic' Deregulation with Financial Stability

Plus prosecutors seek leniency for FTX defendant who built software to help the U.S. government uncover securities fraud.

SEC Charges Former Examiner at Federal Reserve with Illegal Trading, False Certifications

Plus a securities class action over Chipotle's portion size. 🌶️

Crypto Industry Execs: We Just Want Regulatory Clarity

Plus a Bitcoin FOMO poll.

SEC Charges Invesco With Misleading Statements About "ESG Integration" in Investment Decisions.

Plus a detailed look at last week's panel on "The Day After: The Impact of the Election on SEC Enforcement."

What Will Trump 2.0 Mean for the SEC?

Plus announcing Securities Docket's "Enforcement Elite" for 2024.

Rollback of Crypto Enforcement, Recent SEC Rules Expected Under Trump

Plus is Elon Musk's "funding secured" legal battle finally over?

This newsletter is off today, back on Thursday.

A Short Election Day Edition

Plus it is Securities Enforcement Forum D.C. Eve!

Running on Fumes

Plus the big event this week.

SEC Charges JP Morgan Affiliates with Violations Related to Self-Dealing and Conflicts of Interest

Plus DOJ and SEC bring charges for insider trading ahead of a CVS Health acquisition.

Top FTX Exec Nishad Singh Receives No Prison Time Due to Cooperation

Plus Gibson Dunn raises the bar for new partner announcements.

SEC Charges Furniture Retailer Lovesac and Two Former Executives With Accounting Violations

Plus Trillium Capital manager sentenced to 10 months in prison for fake takeover bid of Getty Images.