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LogoDaily Update from Securities Docket

Archive

Trump to Nominate Paul Atkins as Next SEC Chair

Dec 5, 2024

•

8 min read

Trump to Nominate Paul Atkins as Next SEC Chair

Plus Bitcoin crashes through the $100K barrier.

Bruce Carton
Bruce Carton
Everything Everywhere All at Once

Dec 4, 2024

•

10 min read

Everything Everywhere All at Once

Plus we are still looking for white smoke in the SEC Chair search.

Bruce Carton
Bruce Carton
Two Upcoming Webcasts in December

Dec 3, 2024

•

3 min read

Two Upcoming Webcasts in December

Please join us for these free webcasts on Corporate Gatekeeper Liability (Dec. 9) and FCPA Developments (Dec. 16)

Bruce Carton
Bruce Carton
SEC Charges ICBC Financial Services with Recordkeeping Violations Following Cybersecurity Incident

Dec 3, 2024

•

8 min read

SEC Charges ICBC Financial Services with Recordkeeping Violations Following Cybersecurity Incident

Plus the Delaware Court of Chancery tells Elon Musk: "No $50 billion pay package for you."

Bruce Carton
Bruce Carton
Will Trump's SEC "Lay Down Their Arms" in Crypto Enforcement?

Dec 2, 2024

•

6 min read

Will Trump's SEC "Lay Down Their Arms" in Crypto Enforcement?

Plus 24X National Exchange receives SEC approval to offer trading 23 hours/day.

Bruce Carton
Bruce Carton
Fifth Circuit Rules that U.S. Sanctions Against Tornado Cash are Unlawful

Nov 27, 2024

•

10 min read

Fifth Circuit Rules that U.S. Sanctions Against Tornado Cash are Unlawful

Plus "Does The SEC Even Need An FCPA Unit?"

Bruce Carton
Bruce Carton
Macy's Delays Quarterly Results, Says Employee "Intentionally Hid Up to $154 million of Expenses"

Nov 26, 2024

•

9 min read

Macy's Delays Quarterly Results, Says Employee "Intentionally Hid Up to $154 million of Expenses"

Plus the SEC charges the former co-CIO of WAMCO with cherry-picking.

Bruce Carton
Bruce Carton
SEC Commissioner Lizárraga Resigns from Agency, Effective January 17, 2025

Nov 25, 2024

•

11 min read

SEC Commissioner Lizárraga Resigns from Agency, Effective January 17, 2025

Plus one surprising thing you can do with $2,923.

Bruce Carton
Bruce Carton
SEC Chair Gensler Resigns, Effective January 20, 2025

Nov 22, 2024

•

8 min read

SEC Chair Gensler Resigns, Effective January 20, 2025

Plus a Texas federal court rejects the SEC's new rule expanding the definition of a securities dealer.

Bruce Carton
Bruce Carton
Registration Now Open for Securities Enforcement Forum New York 2025!

Nov 21, 2024

•

3 min read

Registration Now Open for Securities Enforcement Forum New York 2025!

Please join us Tuesday, January 28 at the JW Marriott Essex House New York.

Bruce Carton
Bruce Carton
SEC, DOJ Charge Billionaire Gautam Adani with Massive Bribery Scheme

Nov 21, 2024

•

8 min read

SEC, DOJ Charge Billionaire Gautam Adani with Massive Bribery Scheme

Plus the incoming Trump Administration is vetting candidates for a possible "Crypto Czar" position.

Bruce Carton
Bruce Carton
Will Trump's SEC End the Off-Channel Communications Cases?

Nov 20, 2024

•

9 min read

Will Trump's SEC End the Off-Channel Communications Cases?

Plus a new name emerges in the rumored candidates for SEC Chair.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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