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Are Zoom Calls the Next Front in the SEC's Probe of Off-Channel Communications?

Oct 18, 2023

•

9 min read

Are Zoom Calls the Next Front in the SEC's Probe of Off-Channel Communications?

Plus Binance's U.S. affiliate: "No Dollars for You"

Bruce Carton
Bruce Carton
SEC Obtains TRO to Halt Ongoing Fraud Targeting Indian Americans

Oct 17, 2023

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9 min read

SEC Obtains TRO to Halt Ongoing Fraud Targeting Indian Americans

Plus false report of SEC approving Bitcoin ETF stokes surge in price.

Bruce Carton
Bruce Carton
SEC Declines to Appeal Grayscale Ruling on Bitcoin ETF ... Now What?

Oct 16, 2023

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6 min read

SEC Declines to Appeal Grayscale Ruling on Bitcoin ETF ... Now What?

Plus Bankman-Fried says he needs more Adderall to properly focus on his criminal trial.

Bruce Carton
Bruce Carton
House Oversight Committee Threatens to Subpoena SEC Over "Stonewall"

Oct 13, 2023

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8 min read

House Oversight Committee Threatens to Subpoena SEC Over "Stonewall"

Plus NASAA sides with the SEC in Coinbase case.

Bruce Carton
Bruce Carton
FTX Trial: Ellison Testifies She Created Seven Versions of Alameda Balance Sheet to Conceal Truth

Oct 12, 2023

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6 min read

FTX Trial: Ellison Testifies She Created Seven Versions of Alameda Balance Sheet to Conceal Truth

Plus companies fear litigation from new California climate disclosure rules.

Bruce Carton
Bruce Carton
Caroline Ellison: Bankman-Fried "Directed Me to Commit These Crimes”

Oct 11, 2023

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9 min read

Caroline Ellison: Bankman-Fried "Directed Me to Commit These Crimes”

Plus industry "stigma" making it hard for crypto sector to recruit lawyers, compliance officers.

Bruce Carton
Bruce Carton
FTX, FTX, FTX!

Oct 10, 2023

•

6 min read

FTX, FTX, FTX!

Plus do you have your "Going Infinite" tote bag yet?

Bruce Carton
Bruce Carton
New DOJ Policy Offers Cooperation Credit in M&A Transactions

Oct 9, 2023

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7 min read

New DOJ Policy Offers Cooperation Credit in M&A Transactions

Plus: "Math nerd" or crypto criminal?

Bruce Carton
Bruce Carton
Key FTX Question: "Is it Possible to Lose Track of $8 Billion Through an Honest Mistake?"

Oct 6, 2023

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10 min read

Key FTX Question: "Is it Possible to Lose Track of $8 Billion Through an Honest Mistake?"

Plus the SEC brings rare subpoena enforcement action against Elon Musk for testimony.

Bruce Carton
Bruce Carton
Unpacking Day One of the Bankman-Fried Trial: The "Math Nerd" Defense

Oct 5, 2023

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9 min read

Unpacking Day One of the Bankman-Fried Trial: The "Math Nerd" Defense

Plus a new study analyzes why and how the SEC brings so many enforcement actions each September.

Bruce Carton
Bruce Carton
Court Denies SEC Request to Appeal Ripple Labs Decision Before Trial

Oct 4, 2023

•

10 min read

Court Denies SEC Request to Appeal Ripple Labs Decision Before Trial

Plus the SDNY is hosting the "Crypto Prom."

Bruce Carton
Bruce Carton
SEC's Flurry of Cases to Close Year Results in "Bonanza" for Big Law

Oct 3, 2023

•

10 min read

SEC's Flurry of Cases to Close Year Results in "Bonanza" for Big Law

Plus passing inside information to a tippee via Xbox 360 chat.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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