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After Rough Cross-Examination of Bankman-Fried, Closing Arguments Begin Today

Nov 1, 2023

•

11 min read

After Rough Cross-Examination of Bankman-Fried, Closing Arguments Begin Today

Plus an up to $1 billion fine may be coming for Morgan Stanley.

Bruce Carton
Bruce Carton
SEC Charges SolarWinds and CISO with Fraud over Undisclosed Cyber Risks

Oct 31, 2023

•

7 min read

SEC Charges SolarWinds and CISO with Fraud over Undisclosed Cyber Risks

Plus Bankman-Fried doesn't know and can't recall.

Bruce Carton
Bruce Carton
Bankman-Fried to Face “Significant Cross-Examination” Today

Oct 30, 2023

•

9 min read

Bankman-Fried to Face “Significant Cross-Examination” Today

Plus SEC Commissioner Peirce offers harsh dissent in the LBRY case.

Bruce Carton
Bruce Carton
Bankman-Fried Blames the Lawyers

Oct 27, 2023

•

9 min read

Bankman-Fried Blames the Lawyers

Plus the SEC Enforcement Director says the compliance function is not a “get-out-of-jail” card.

Bruce Carton
Bruce Carton
The Day After Securities Enforcement Forum 2023

Oct 26, 2023

•

8 min read

The Day After Securities Enforcement Forum 2023

A quick look at some of the highlights from yesterday--much more to come!

Bruce Carton
Bruce Carton
The Day Before Securities Enforcement Forum 2023

Oct 24, 2023

•

7 min read

The Day Before Securities Enforcement Forum 2023

Plus Bitcoin surges on ETF optimism.

Bruce Carton
Bruce Carton
The Looming Question: Will Bankman-Fried Testify in His Criminal Case?

Oct 23, 2023

•

8 min read

The Looming Question: Will Bankman-Fried Testify in His Criminal Case?

Plus the U.S. Chamber of Digital Commerce supports Binance.

Bruce Carton
Bruce Carton
SEC Dismisses Claims Against Ripple CEO, Co-Founder

Oct 20, 2023

•

7 min read

SEC Dismisses Claims Against Ripple CEO, Co-Founder

Plus a look at the "crypto influencers and degenerates" at the Bankman-Fried trial.

Bruce Carton
Bruce Carton
NY AG Sues Three Major Crypto Firms for $1 Billion Fraud Scheme

Oct 19, 2023

•

6 min read

NY AG Sues Three Major Crypto Firms for $1 Billion Fraud Scheme

Plus Elon Musk and Mark Cuban back Supreme Court challenge to SEC in Jarkesy case

Bruce Carton
Bruce Carton
Are Zoom Calls the Next Front in the SEC's Probe of Off-Channel Communications?

Oct 18, 2023

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9 min read

Are Zoom Calls the Next Front in the SEC's Probe of Off-Channel Communications?

Plus Binance's U.S. affiliate: "No Dollars for You"

Bruce Carton
Bruce Carton
SEC Obtains TRO to Halt Ongoing Fraud Targeting Indian Americans

Oct 17, 2023

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9 min read

SEC Obtains TRO to Halt Ongoing Fraud Targeting Indian Americans

Plus false report of SEC approving Bitcoin ETF stokes surge in price.

Bruce Carton
Bruce Carton
SEC Declines to Appeal Grayscale Ruling on Bitcoin ETF ... Now What?

Oct 16, 2023

•

6 min read

SEC Declines to Appeal Grayscale Ruling on Bitcoin ETF ... Now What?

Plus Bankman-Fried says he needs more Adderall to properly focus on his criminal trial.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

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