Binance $4.3 Billion Plea Deal Payment Approved, Monitor Still TBD

Plus has the pace of AI already lapped the SEC's plans to regulate it?

SEC Charges Husband of Corporate Insider With Insider Trading

Plus the first AI-related securities class action is here.

DOJ Announces Approach to AI and its First Chief "AI Officer"

Plus crypto firm Lejilex sues SEC for overreach on regulating digital assets.

The SEC Case that Could Become the "Blueprint for How to Do Insider Trading Legally"

Plus how companies' cyber disclosures will change post-SEC rules.

SEC Charges Van Eck Associates for Failing to Disclose Influencer's Role in Launch of ETF

Plus the DOJ is "close to approving" Sullivan & Cromwell as Binance monitor

This newsletter is off today, back on Tuesday

UK's FCA Warns M&A Firms that Organized Crime "Likely" Targeting Junior Staffers for Inside Info

Plus why the FTX and Binance prosecutions played out so differently

SEC Chair Gensler Addresses AI Disclosures by Public Companies, Financial Firms

Plus Lyft accidentally adds a zero to 2024 earnings presentation, issues "massive correction"

Breaking Down the Stats and Reasoning Behind SEC Enforcement Cases Against Individuals

Plus the consequences of eliminating the SEC's "No-Deny" settlements

SEC Charges 16 Firms for Recordkeeping Failures Related to Off-Channel Communications

Plus court rejects Elon Musk's attempt to avoid further testimony in SEC case.

Crypto-Related Ransom Payments Nearly Doubled in 2023, to Over $1 Billion

Plus another law firm is sued for advice to a failed crypto exchange.

SEC Files Settled Charges Against TradeStation Over Unregistered Crypto Lending Product

Plus FINRA fights in the D.C. Circuit against an "existential risk"