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Hunterbrook Launches the "Hedge Fund That’s Also a Newspaper"

Apr 3, 2024

•

10 min read

Hunterbrook Launches the "Hedge Fund That’s Also a Newspaper"

Plus the SEC's FCPA Unit is looking at tech companies' use of distributors outside the U.S.

Bruce Carton
Bruce Carton
Bankman-Fried "Haunted Every Day" by the Damage He Caused

Apr 2, 2024

•

8 min read

Bankman-Fried "Haunted Every Day" by the Damage He Caused

Plus why Goldman Sachs won't embrace Bitcoin.

Bruce Carton
Bruce Carton
The One About Nothing

Apr 1, 2024

•

6 min read

The One About Nothing

Plus do insider traders rationally internalize legal risks?

Bruce Carton
Bruce Carton
25 Years for Bankman-Fried

Mar 29, 2024

•

8 min read

25 Years for Bankman-Fried

Plus what will be the fate of the FTX cooperating witnesses?

Bruce Carton
Bruce Carton
Sentencing Day Arrives for FTX's Sam Bankman-Fried

Mar 28, 2024

•

7 min read

Sentencing Day Arrives for FTX's Sam Bankman-Fried

Plus the judge in the SEC's case against Coinbase denies a key motion to dismiss.

Bruce Carton
Bruce Carton
SEC Charges Arista Networks Founder with Insider Trading

Mar 27, 2024

•

10 min read

SEC Charges Arista Networks Founder with Insider Trading

Plus one of Binance's two "hostages" in Nigeria escapes!

Bruce Carton
Bruce Carton
SEC Trial Unit Busy as Terraform Labs, Panuwat "Shadow Insider Trading" Trials Begin

Mar 26, 2024

•

8 min read

SEC Trial Unit Busy as Terraform Labs, Panuwat "Shadow Insider Trading" Trials Begin

Plus former SEC commissioner Prof. Roberta Karmel passes away at age 86.

Bruce Carton
Bruce Carton
SEC Files Settled Fraud Charges Against Former CEO of Lordstown Motors

Mar 25, 2024

•

9 min read

SEC Files Settled Fraud Charges Against Former CEO of Lordstown Motors

Plus SEC Chair Gary Gensler says the crypto markets need some "disinfectant."

Bruce Carton
Bruce Carton
Court Dismisses Pump and Dump Indictments Against Seven Social Media Influencers

Mar 22, 2024

•

10 min read

Court Dismisses Pump and Dump Indictments Against Seven Social Media Influencers

Plus the SEC's shadow insider trading trial kicks off on Monday.

Bruce Carton
Bruce Carton
New FTX CEO Says Bankman-Fried Still Living "Life of Delusion" About Harm Caused

Mar 21, 2024

•

8 min read

New FTX CEO Says Bankman-Fried Still Living "Life of Delusion" About Harm Caused

Plus AI is nearing the top of the list of emerging D&O liability exposure risks.

Bruce Carton
Bruce Carton
Genesis to Pay $21 Million, Settle SEC Charges of Unregistered Offer and Sale of Securities

Mar 20, 2024

•

8 min read

Genesis to Pay $21 Million, Settle SEC Charges of Unregistered Offer and Sale of Securities

Plus Bankman-Fried argues proposed 50-year sentence "only suitable for a super-villain."

Bruce Carton
Bruce Carton
Court Imposes Sanctions Against SEC in DEBT Box Case

Mar 19, 2024

•

6 min read

Court Imposes Sanctions Against SEC in DEBT Box Case

Plus does the plaintiffs' law firm in securities class actions even matter?

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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