LogoDaily Update from Securities Docket
Events
Events

Upcoming Forums

Sponsor a Forum

Enforcement Elite
Enforcement Elite

Enforcement Elite for 2024

Enforcement 40 for 2020

Enforcement 40 for 2017

Enforcement 40 for 2013

About
Contact
Authors
Login
Subscribe
LogoDaily Update from Securities Docket

Archive

SEC Charges Intercontinental Exchange With Failing to Inform Agency of Cyber Intrusion

May 22, 2024

•

9 min read

SEC Charges Intercontinental Exchange With Failing to Inform Agency of Cyber Intrusion

Plus SEC Chair Gensler speaks out against the "FIT 21" Act.

Bruce Carton
Bruce Carton
This newsletter is off today, back on Wednesday

May 21, 2024

•

1 min read

This newsletter is off today, back on Wednesday

Bruce Carton
Bruce Carton
DOJ and FinCEN Select Binance Monitors

May 20, 2024

•

8 min read

DOJ and FinCEN Select Binance Monitors

Plus Puffing and Bluffing, Generation T, and Vandelay Industries are all in this newsletter.

Bruce Carton
Bruce Carton
SEC Updates Hacking Incident Response Rules for Financial Firms

May 17, 2024

•

8 min read

SEC Updates Hacking Incident Response Rules for Financial Firms

Plus why certain Bitcoins are considered rare and "vintage, like a fine wine."

Bruce Carton
Bruce Carton
Two Brothers Indicted for "First-of-its-Kind Manipulation of the Ethereum Blockchain"

May 16, 2024

•

9 min read

Two Brothers Indicted for "First-of-its-Kind Manipulation of the Ethereum Blockchain"

Plus the SEC obtains final judgment in fraud case: "Those are not your cobras." 🐍

Bruce Carton
Bruce Carton
FTX Customers Will Be Paid Back With Interest ... But "They're Mad Anyway"

May 15, 2024

•

9 min read

FTX Customers Will Be Paid Back With Interest ... But "They're Mad Anyway"

Plus not one but TWO polls in this newsletter!

Bruce Carton
Bruce Carton
Roaring Kitty Returns, GameStop Soars, GameStop Shorts Getting Hammered

May 14, 2024

•

8 min read

Roaring Kitty Returns, GameStop Soars, GameStop Shorts Getting Hammered

Plus "Florida Man's" latest scheme.

Bruce Carton
Bruce Carton
DOJ Selects Forensic Risk Alliance for Lucrative Binance Monitorship

May 13, 2024

•

9 min read

DOJ Selects Forensic Risk Alliance for Lucrative Binance Monitorship

Plus the SEC sues FAT Brands and senior executives with fraud.

Bruce Carton
Bruce Carton
SEC Reportedly Investigating Boeing Safety Claims Following 737 Max 9 Panel Incident

May 10, 2024

•

7 min read

SEC Reportedly Investigating Boeing Safety Claims Following 737 Max 9 Panel Incident

Plus executive convicted in Trump Media insider trading trial.

Bruce Carton
Bruce Carton
Taint of "Sham Audit Mill" Makes it Difficult for BF Borgers' Clients to Find New Auditors

May 9, 2024

•

6 min read

Taint of "Sham Audit Mill" Makes it Difficult for BF Borgers' Clients to Find New Auditors

Plus Binance reportedly fired its investigator who exposed a client's market manipulation (WSJ).

Bruce Carton
Bruce Carton
FTX Customers to Recover 118% of Assets They Stored on FTX

May 8, 2024

•

9 min read

FTX Customers to Recover 118% of Assets They Stored on FTX

Plus is the SEC an "Entrepreneurial Enforcer?"

Bruce Carton
Bruce Carton
SEC Issues Wells Notice to Robinhood over Crypto Unit

May 7, 2024

•

10 min read

SEC Issues Wells Notice to Robinhood over Crypto Unit

🍿 Plus get your popcorn ready for today's congressional hearing on SEC enforcement.

Bruce Carton
Bruce Carton
1...4647484950...90
Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


Home

Posts

Authors

Events

Upcoming Forums

Sponsor a Forum

Enforcement Elite

Enforcement Elite for 2024

Enforcement 40 for 2020

Enforcement 40 for 2017

Enforcement 40 for 2013

About

About

Contact

Contact

© 2026 Daily Update from Securities Docket.
beehiivPowered by beehiiv