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Lack of Accountants May Put a Dent in the CFO's Career Prospects

Aug 5, 2024

•

6 min read

Lack of Accountants May Put a Dent in the CFO's Career Prospects

Plus securities classes actions target "KPIs."

Bruce Carton
Bruce Carton
New DOJ Whistleblower Program Goes Live

Aug 2, 2024

•

9 min read

New DOJ Whistleblower Program Goes Live

Plus Amazon blames weak revenue guidance on consumers being distracted by news cycle.

Bruce Carton
Bruce Carton
SEC Charges "IRL" With Defrauding Investors About Company's Growth

Aug 1, 2024

•

8 min read

SEC Charges "IRL" With Defrauding Investors About Company's Growth

Plus the first outage-related securities class action against CrowdStrike has arrived.

Bruce Carton
Bruce Carton
SEC Charges Nader Al-Naji with Fraudulent Crypto Asset Scheme Involving BitClout

Jul 31, 2024

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11 min read

SEC Charges Nader Al-Naji with Fraudulent Crypto Asset Scheme Involving BitClout

Plus do the SEC's claims in R.R. Donnelly survive the court's analysis in SolarWinds?

Bruce Carton
Bruce Carton
Can the U.S. President Fire the SEC Chairman?

Jul 30, 2024

•

9 min read

Can the U.S. President Fire the SEC Chairman?

Plus the SEC may be dropping allegations against "Third Party Crypto Asset Securities" in Binance case.

Bruce Carton
Bruce Carton
Is “Tough on Bitcoin” Now a Losing Position?

Jul 29, 2024

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8 min read

Is “Tough on Bitcoin” Now a Losing Position?

Plus a study shows that "when members of Congress bet on stock price declines, they make money."

Bruce Carton
Bruce Carton
SEC Charges Short Seller Andrew Left and Citron Capital With $20 Million Fraud Scheme

Jul 26, 2024

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8 min read

SEC Charges Short Seller Andrew Left and Citron Capital With $20 Million Fraud Scheme

Plus the presidential candidate who claims to have "most of my wealth in Bitcoin."

Bruce Carton
Bruce Carton
Why CISOs Need D&O Coverage Like the Rest of the C-Suite

Jul 25, 2024

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6 min read

Why CISOs Need D&O Coverage Like the Rest of the C-Suite

Plus Mt. Gox creditors finally receive a distribution a decade later.

Bruce Carton
Bruce Carton
The Impact of the SolarWinds Ruling on the SEC's Investigations of Cyber Incidents

Jul 24, 2024

•

10 min read

The Impact of the SolarWinds Ruling on the SEC's Investigations of Cyber Incidents

Plus Am Law 50 law firms ramp up partner hiring in private funds, white-collar defense practices.

Bruce Carton
Bruce Carton
CFTC Whistleblower Program at "Risk of Being Defunded” Unless Congress Acts

Jul 23, 2024

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7 min read

CFTC Whistleblower Program at "Risk of Being Defunded” Unless Congress Acts

Plus take a tour of the Failure Museum.

Bruce Carton
Bruce Carton
The Corporate Disclosure Side of the Massive Crowdstrike IT Failure

Jul 22, 2024

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7 min read

The Corporate Disclosure Side of the Massive Crowdstrike IT Failure

Plus SEC charges two sales agents with $112 million Ponzi scheme targeting Haitian-Americans.

Bruce Carton
Bruce Carton
Court Grants SolarWinds' Motion to Dismiss SEC Lawsuit "in Large Part"

Jul 19, 2024

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6 min read

Court Grants SolarWinds' Motion to Dismiss SEC Lawsuit "in Large Part"

Plus will the SEC offer regulated entities the "right to remove" in agency adjudication?

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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