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LogoDaily Update from Securities Docket

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Court Imposes Sanctions Against SEC in DEBT Box Case

Mar 19, 2024

•

6 min read

Court Imposes Sanctions Against SEC in DEBT Box Case

Plus does the plaintiffs' law firm in securities class actions even matter?

Bruce Carton
Bruce Carton
SEC Charges Two Investment Advisers With False and Misleading "AI Washing"

Mar 18, 2024

•

7 min read

SEC Charges Two Investment Advisers With False and Misleading "AI Washing"

Plus the Fifth Circuit puts the SEC's new climate rule on hold.

Bruce Carton
Bruce Carton
SEC Charges 17 Individuals in Crypto Ponzi Scheme Targeting Thousands of Latino Investors

Mar 15, 2024

•

8 min read

SEC Charges 17 Individuals in Crypto Ponzi Scheme Targeting Thousands of Latino Investors

Plus London court rules Craig Wright is not Satoshi and did not author Bitcoin white paper.

Bruce Carton
Bruce Carton
Second Circuit Reverses Judgment Against Former Apollo Partner for Fraudulent Expenses

Mar 14, 2024

•

9 min read

Second Circuit Reverses Judgment Against Former Apollo Partner for Fraudulent Expenses

Plus the "5 types of securities-related partners Big Law is looking to add in 2024."

Bruce Carton
Bruce Carton
SEC Charges Former Tallgrass Board Member and Four Friends with Insider Trading

Mar 13, 2024

•

11 min read

SEC Charges Former Tallgrass Board Member and Four Friends with Insider Trading

Plus two Binance executives are being held in Nigeria "simply as hostages" during negotiations.

Bruce Carton
Bruce Carton
SEC-Covington Subpoena Dispute Fizzles Out in D.C. Circuit

Mar 12, 2024

•

8 min read

SEC-Covington Subpoena Dispute Fizzles Out in D.C. Circuit

Plus Binance’s head of financial crime compliance is being detained in Nigeria.

Bruce Carton
Bruce Carton
New DOJ Whistleblower Program Expected to Help Uncover Foreign Corruption Cases

Mar 11, 2024

•

6 min read

New DOJ Whistleblower Program Expected to Help Uncover Foreign Corruption Cases

Plus board members turn to independent cybersecurity audits to limit personal liability.

Bruce Carton
Bruce Carton
DOJ Announces New Whistleblower Program for Corporate Crime

Mar 8, 2024

•

10 min read

DOJ Announces New Whistleblower Program for Corporate Crime

Plus SEC and DOJ pledge to crack down on recidivists.

Bruce Carton
Bruce Carton
SEC Adopts Final Climate Disclosure Rules, Lawsuits Fly

Mar 7, 2024

•

10 min read

SEC Adopts Final Climate Disclosure Rules, Lawsuits Fly

Plus what does crypto smell like?

Bruce Carton
Bruce Carton
SEC Seeks to Apply Favorable Wahi Ruling to Coinbase Case

Mar 6, 2024

•

7 min read

SEC Seeks to Apply Favorable Wahi Ruling to Coinbase Case

Plus Binance reveals the impact of the SEC lawsuit on its workforce, banking relationships.

Bruce Carton
Bruce Carton
The Elon Musk Pay Package Attorneys' Fee Request: Justifying $288,888/Hour

Mar 5, 2024

•

6 min read

The Elon Musk Pay Package Attorneys' Fee Request: Justifying $288,888/Hour

Plus the U.S. appeals courts diverge on the limits of disgorgement in SEC actions.

Bruce Carton
Bruce Carton
Court Rules Secondary Market Crypto Sales are Securities Transactions in Wahi Case

Mar 4, 2024

•

10 min read

Court Rules Secondary Market Crypto Sales are Securities Transactions in Wahi Case

Plus plaintiffs' lawyers in Musk pay package case seek $6 billion in Tesla stock as fees.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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