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LogoDaily Update from Securities Docket

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SEC Case Against Day Trader For Spoofing Reveals Defendant's List of "Ways to Hide" Trading

Jun 26, 2026

•

3 min read

SEC Case Against Day Trader For Spoofing Reveals Defendant's List of "Ways to Hide" Trading

Plus the DOJ is hiring for its FCPA Unit.

Bruce Carton
Bruce Carton
SEC Eyeing Its Authority to Regulate Prediction Markets

Jun 25, 2026

•

3 min read

SEC Eyeing Its Authority to Regulate Prediction Markets

Plus the SEC is reportedly probing private equity "continuation vehicles."

Bruce Carton
Bruce Carton
DOJ, SEC Charge Former Pro Soccer Player with Insider Trading Based on Info from Then-Girlfriend's Laptop

Jun 24, 2026

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3 min read

DOJ, SEC Charge Former Pro Soccer Player with Insider Trading Based on Info from Then-Girlfriend's Laptop

Plus Senate Democrats seek hearing into UAE purchase of 49% stake in Trump family's World Liberty Financial.

Bruce Carton
Bruce Carton
WSJ Investigation Finds Polymarket Paid Creators to Film Fake Trades

Jun 23, 2026

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4 min read

WSJ Investigation Finds Polymarket Paid Creators to Film Fake Trades

Plus an audit scandal takes down KPMG Australia's chair and senior partners.

Bruce Carton
Bruce Carton
Proposed Legislation Would Have House Join Senate in Banning Members from Prediction Markets

Jun 22, 2026

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3 min read

Proposed Legislation Would Have House Join Senate in Banning Members from Prediction Markets

Plus Senate Democrats urge Trump administration to make bipartisan nominations for SEC vacancies.

Bruce Carton
Bruce Carton
DOJ Announces First Declination Under Department-Wide Corporate Enforcement Policy

Jun 18, 2026

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4 min read

DOJ Announces First Declination Under Department-Wide Corporate Enforcement Policy

Plus SEC Enforcement is hiring again.

Bruce Carton
Bruce Carton
Microsoft Hit With Securities Class Action for Overstating AI Prospects and Success

Jun 17, 2026

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3 min read

Microsoft Hit With Securities Class Action for Overstating AI Prospects and Success

Plus "Shadow AI" triggers SEC Form 8-K filing for unauthorized AI use.

Bruce Carton
Bruce Carton
Decades of Data Show Downward Trend in Insider Trading Cases

Jun 16, 2026

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3 min read

Decades of Data Show Downward Trend in Insider Trading Cases

Plus more on the pick to be the next U.S. Attorney for the SDNY.

Bruce Carton
Bruce Carton
Bond Trader Ken Leech Pleads Guilty to Obstruction of SEC Investigation

Jun 15, 2026

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3 min read

Bond Trader Ken Leech Pleads Guilty to Obstruction of SEC Investigation

Plus Pres. Trump selects James McDonald as next U.S. Attorney for the SDNY.

Bruce Carton
Bruce Carton
Pres. Trump to Nominate Former SEC Chairman Jay Clayton as Director of National Intelligence

Jun 12, 2026

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3 min read

Pres. Trump to Nominate Former SEC Chairman Jay Clayton as Director of National Intelligence

Plus Citigroup to rollout tokenized shares of private companies.

Bruce Carton
Bruce Carton
Sen. Warren Asks SEC to Delay SpaceX IPO to Allow for Further Scrutiny

Jun 11, 2026

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3 min read

Sen. Warren Asks SEC to Delay SpaceX IPO to Allow for Further Scrutiny

Plus the CFTC proposes detailed rules on what should be permitted on prediction markets.

Bruce Carton
Bruce Carton
Kalshi to Require Users to Disclose Their Employer in High-Risk Markets

Jun 10, 2026

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4 min read

Kalshi to Require Users to Disclose Their Employer in High-Risk Markets

Plus four steps defense counsel can take following the Supreme Court's decision in Sripetch.

Bruce Carton
Bruce Carton
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Daily Update from Securities Docket

Daily Update from Securities Docket

Read by defense counsel, in-house counsel, regulators, consultants and everyone else.


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